Investments & Financial Planning, LLC

Investments & Financial Planning, LLC (CRD# 164333) is a financial advisory firm headquartered in Lexington, KY. They manage $43,952,403 in 225 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    44
    MILLION
  • Total Number of Accounts
    225
    ACCOUNTS
  • Average Account Value
    $195,344
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

KY

Financial Advisors at Investments & Financial Planning, LLC
Showing 1 - 2 of 2 top financial advisors.
1
David B. Short
CRD#: 4521911
1795 Alysheba Way, Suite 7104, Lexington, KY 40509
96
Wealthminder
score

David Short (CRD# 4521911) is an Investment Advisor Representative working at Investments & Financial Planning, LLC in Lexington, KY and has over 14 years of experience in the finance industry. David Short has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
James E. Mullins
CRD#: 4548105
1795 Alysheba Way, Suite 7104, Lexington, KY 40509
93
Wealthminder
score

James Mullins (CRD# 4548105) is an Investment Advisor Representative working at Investments & Financial Planning, LLC in Lexington, KY and has over 14 years of experience in the finance industry.

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