Investments & Financial Planning, LLC
Investments & Financial Planning, LLC (CRD# 164333) is a financial advisory firm headquartered in Lexington, KY. They manage $43,952,403 in 225 accounts and serve the financial needs of clients across 1 states (or territories).
Total Assets Under Management44MILLION
Total Number of Accounts225ACCOUNTS
Average Account Value$195,344
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
David Short (CRD# 4521911) is an Investment Advisor Representative working at Investments & Financial Planning, LLC in Lexington, KY and has over 15 years of experience in the finance industry. David Short has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
James Mullins (CRD# 4548105) is an Investment Advisor Representative working at Investments & Financial Planning, LLC in Lexington, KY and has over 14 years of experience in the finance industry.