Investments & Financial Planning, LLC

Investments & Financial Planning, LLC (CRD# 164333) is a financial advisory firm headquartered in Lexington, KY. They manage $241,444,815 in 1,696 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    241
    MILLION
  • Total Number of Accounts
    1,696
    ACCOUNTS
  • Average Account Value
    $142,361
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

KY, TN, TX

Financial Advisors at Investments & Financial Planning, LLC
Showing 1 - 2 of 2 top financial advisors.
1
James E. Mullins
CRD#: 4548105
1795 Alysheba Way, Suite 7104, Lexington, KY 40509

James Mullins (CRD# 4548105) is an Investment Advisor Representative working at Investments & Financial Planning, LLC in Lexington, KY and has over 21 years of experience in the finance industry.

2
David B. Short
CRD#: 4521911
1795 Alysheba Way, Suite 7104, Lexington, KY 40509

David Short (CRD# 4521911) is an Investment Advisor Representative working at Investments & Financial Planning, LLC in Lexington, KY and has over 21 years of experience in the finance industry.

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