Jackson Financial Management

Jackson Financial Management (CRD# 108029) is a financial advisory firm headquartered in Costa Mesa, CA. They manage $396,082,814 in 1,601 accounts and serve the financial needs of clients across 6 states (or territories).

By the Numbers
  • Total Assets Under Management
    396
    MILLION
  • Total Number of Accounts
    1,601
    ACCOUNTS
  • Average Account Value
    $247,397
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, GA, HI, TX, WA

Financial Advisors at Jackson Financial Management
Showing 1 - 8 of 8 top financial advisors.
1
Christopher J. Rogers
CRD#: 2119067
151 Kalmus Drive, Suite H7, Costa Mesa, CA 92626
96
Wealthminder
score

Christopher Rogers (CRD# 2119067) is an Investment Advisor Representative working at Jackson Financial Management in Costa Mesa, CA and has over 25 years of experience in the finance industry.

2
James A. Shanton
CRD#: 2824026
151 Kalmus Drive, Suite H7, Costa Mesa, CA 92626
96
Wealthminder
score

James Shanton (CRD# 2824026) is an Investment Advisor Representative working at Jackson Financial Management in Costa Mesa, CA and has over 19 years of experience in the finance industry. James Shanton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
David W. Head
CRD#: 1379334
151 Kalmus Drive, Suite H7, Costa Mesa, CA 92626
93
Wealthminder
score

David Head (CRD# 1379334) is an Investment Advisor Representative working at Jackson Financial Management in Costa Mesa, CA and has over 23 years of experience in the finance industry.

4
Rudolph E. Brandes
CRD#: 6285801
151 Kalmus Drive, Suite H7, Costa Mesa, CA 92626
92
Wealthminder
score

Rudolph Brandes (CRD# 6285801) is an Investment Advisor Representative working at Jackson Financial Management in Costa Mesa, CA and has over 2 years of experience in the finance industry. Rudolph Brandes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Michael L. Hu
CRD#: 6312449
151 Kalmus Drive, Suite H7, Costa Mesa, CA 92626
90
Wealthminder
score

Michael Hu (CRD# 6312449) is an Investment Advisor Representative working at Jackson Financial Management in Costa Mesa, CA and has 1 year of experience in the finance industry. Michael Hu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Caleb S. Rodriguez
CRD#: 6241440
151 Kalmus Drive, Suite H7, Costa Mesa, CA 92626
87
Wealthminder
score

Caleb Rodriguez (CRD# 6241440) is an Investment Advisor Representative working at Jackson Financial Management in Costa Mesa, CA and has 1 year of experience in the finance industry.

7
Tracy O. Jackson
CRD#: 1717963
151 Kalmus Drive, Suite H7, Costa Mesa, CA 92626
86
Wealthminder
score

Tracy Jackson (CRD# 1717963) is an Investment Advisor Representative working at Jackson Financial Management in Costa Mesa, CA and has over 27 years of experience in the finance industry. Tracy Jackson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Dave Tax
CRD#: 1590300
151 Kalmus Drive, Suite H7, Costa Mesa, CA 92626
67
Wealthminder
score

Dave Tax (CRD# 1590300) is an Investment Advisor Representative working at Jackson Financial Management in Costa Mesa, CA and has 1 year of experience in the finance industry.

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