James Capital Alliance Inc.

James Capital Alliance Inc. (CRD# 107078) is a financial advisory firm headquartered in Xenia, OH. They manage $1,012,083,743 in 4,247 accounts and serve the financial needs of clients across 42 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,012
    MILLION
  • Total Number of Accounts
    4,247
    ACCOUNTS
  • Average Account Value
    $238,306
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NJ, NM, NV, NY, OH, OK, PA, SC, TN, TX, VA, VT, WA, WI, WV

Financial Advisors at James Capital Alliance Inc.
Showing 1 - 7 of 7 top financial advisors.
1
Anne M. Brooks
CRD#: 2766246
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Anne Brooks (CRD# 2766246) is an Investment Advisor Representative working at James Capital Alliance Inc. in Xenia, OH and has over 21 years of experience in the finance industry.

2
Barry R. James
CRD#: 2254123
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Barry James (CRD# 2254123) is an Investment Advisor Representative working at James Capital Alliance Inc. in Xenia, OH and has over 25 years of experience in the finance industry.

3
Michael J. McGraw
CRD#: 2283229
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Michael McGraw (CRD# 2283229) is an Investment Advisor Representative working at James Capital Alliance Inc. in Xenia, OH and has over 25 years of experience in the finance industry.

4
Lesley D. Ott
CRD#: 5828416
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Lesley Ott (CRD# 5828416) is an Investment Advisor Representative working at James Capital Alliance Inc. in Xenia, OH and has over 7 years of experience in the finance industry.

5
Clare M. Thielen
CRD#: 2274384
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Clare Thielen (CRD# 2274384) is an Investment Advisor Representative working at James Capital Alliance Inc. in Xenia, OH and has over 25 years of experience in the finance industry.

6
Ryan M. Post
CRD#: 6074081
1349 Fairground Road, Xenia, OH 45385
90
Wealthminder
score

Ryan Post (CRD# 6074081) is an Investment Advisor Representative working at James Capital Alliance Inc. in Xenia, OH and has over 5 years of experience in the finance industry.

7
Troy A. Prenger
CRD#: 6189155
1349 Fairground Road, Xenia, OH 45385
89
Wealthminder
score

Troy Prenger (CRD# 6189155) is an Investment Advisor Representative working at James Capital Alliance Inc. in Xenia, OH and has over 4 years of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.