James Investment Research Inc.

James Investment Research Inc. (CRD# 110433) is a financial advisory firm headquartered in Xenia, OH. They manage $6,453,000,000 in 385 accounts and serve the financial needs of clients across 23 states (or territories).

By the Numbers
  • Total Assets Under Management
    6,453
    MILLION
  • Total Number of Accounts
    385
    ACCOUNTS
  • Average Account Value
    $16,761,039
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CO, CT, DC, FL, ID, IL, IN, KY, LA, MI, MT, NV, NY, OH, OK, PA, SC, TX, VA, WV

Financial Advisors at James Investment Research Inc.
Showing 1 - 10 of 10 top financial advisors.
1
David W. James
CRD#: 2253989
1349 Fairground Road, Xenia, OH 45385
96
Wealthminder
score

David James (CRD# 2253989) is an Investment Advisor Representative working at James Investment Research Inc. in Xenia, OH and has over 24 years of experience in the finance industry.

2
Ann M. Shaw-Kremer
CRD#: 2253982
1349 Fairground Road, Xenia, OH 45385
96
Wealthminder
score

Ann Shaw-Kremer (CRD# 2253982) is an Investment Advisor Representative working at James Investment Research Inc. in Xenia, OH and has over 24 years of experience in the finance industry. Ann Shaw-Kremer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Richard B. Culpepper
CRD#: 2942828
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Richard Culpepper (CRD# 2942828) is an Investment Advisor Representative working at James Investment Research Inc. in Xenia, OH and has over 19 years of experience in the finance industry.

4
Trent D. Dysert
CRD#: 5078319
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Trent Dysert (CRD# 5078319) is an Investment Advisor Representative working at James Investment Research Inc. in Xenia, OH and has over 9 years of experience in the finance industry.

5
Francis E. James
CRD#: 2253997
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Francis James (CRD# 2253997) is an Investment Advisor Representative working at James Investment Research Inc. in Xenia, OH and has over 24 years of experience in the finance industry.

6
Thomas L. Mangan
CRD#: 1692618
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Thomas Mangan (CRD# 1692618) is an Investment Advisor Representative working at James Investment Research Inc. in Xenia, OH and has over 21 years of experience in the finance industry.

7
Annette M. Quinter
CRD#: 4605465
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Annette Quinter (CRD# 4605465) is an Investment Advisor Representative working at James Investment Research Inc. in Xenia, OH and has over 12 years of experience in the finance industry.

8
Diane M. Rose
CRD#: 2253979
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Diane Rose (CRD# 2253979) is an Investment Advisor Representative working at James Investment Research Inc. in Xenia, OH and has over 24 years of experience in the finance industry.

9
Michelle L. Sarmiento
CRD#: 5200150
1349 Fairground Road, Xenia, OH 45385
93
Wealthminder
score

Michelle Sarmiento (CRD# 5200150) is an Investment Advisor Representative working at James Investment Research Inc. in Xenia, OH and has over 9 years of experience in the finance industry.

10
Brian P. Shepardson
CRD#: 4087813
1349 Fairground Road, Xenia, OH 45385
90
Wealthminder
score

Brian Shepardson (CRD# 4087813) is an Investment Advisor Representative working at James Investment Research Inc. in Xenia, OH and has 1 year of experience in the finance industry.

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