John G. Ullman & Associates, Inc.

John G. Ullman & Associates, Inc. (CRD# 105361) is a financial advisory firm headquartered in Horseheads, NY. They manage $1,177,088,135 in 2,866 accounts and serve the financial needs of clients across 28 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,177
    MILLION
  • Total Number of Accounts
    2,866
    ACCOUNTS
  • Average Account Value
    $410,708
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AZ, CA, CT, DC, FL, GA, IL, KY, LA, MA, MD, ME, MI, NC, NE, NH, NJ, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA

Financial Advisors at John G. Ullman & Associates, Inc.
Showing 1 - 10 of 17 top financial advisors.
1
Karen B. Meriwether
CRD#: 1245277
51 E Market Street, Corning, NY 14830

Karen Meriwether (CRD# 1245277) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Corning, NY and has over 37 years of experience in the finance industry. Karen Meriwether has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Thomas G. Snow
CRD#: 1078459
51 East Market Street, Corning, NY 14830

Thomas Snow (CRD# 1078459) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Corning, NY and has over 33 years of experience in the finance industry.

3
John G. Ullman
CRD#: 863300
51 East Market Street, Corning, NY 14830

John Ullman (CRD# 863300) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Corning, NY and has over 33 years of experience in the finance industry.

4
Andrew H. Baron
CRD#: 6259780
343 Daniel Zenker Drive, Horseheads, NY 14845

Andrew Baron (CRD# 6259780) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Horseheads, NY and has over 7 years of experience in the finance industry. Andrew Baron has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Todd A. Brost
CRD#: 5206988
343 Daniel Zenker Drive, Horseheads, NY 14845

Todd Brost (CRD# 5206988) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Horseheads, NY and has 1 year of experience in the finance industry. Todd Brost has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Elizabeth K. Dipietrantonio
CRD#: 6243050
343 Daniel Zenker Drive, Horseheads, NY 14845

Elizabeth Dipietrantonio (CRD# 6243050) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Horseheads, NY and has 1 year of experience in the finance industry.

7
Kathryn W. Gerwig
CRD#: 1735567
343 Daniel Zenker Drive, Horseheads, NY 14845

Kathryn Gerwig (CRD# 1735567) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Horseheads, NY and has over 33 years of experience in the finance industry. Kathryn Gerwig has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Brandi B. Graham
CRD#: 7415355
343 Daniel Zenker Drive, Horseheads, NY 14845

Brandi Graham (CRD# 7415355) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Horseheads, NY and has 1 year of experience in the finance industry. Brandi Graham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Amanda L. Herrick Smith
CRD#: 5173259
343 Daniel Zenker Drive, Horseheads, NY 14845

Amanda Herrick Smith (CRD# 5173259) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Horseheads, NY and has 1 year of experience in the finance industry. Amanda Herrick Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Mason M. Jones
CRD#: 7415300
343 Daniel Zenker Drive, Horseheads, NY 14845

Mason Jones (CRD# 7415300) is an Investment Advisor Representative working at John G. Ullman & Associates, Inc. in Horseheads, NY and has 1 year of experience in the finance industry. Mason Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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