Joseph P. Lucia & Associates, LLC
Joseph P. Lucia & Associates, LLC (CRD# 147625) is a financial advisory firm headquartered in Yorktown Heights, NY. They manage $221,150,421 in 1,631 accounts and serve the financial needs of clients across 7 states (or territories).
Current Firm Details
Joseph P. Lucia & Associates, LLC
By the Numbers
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Total Assets Under Management221MILLION
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Total Number of Accounts1,631ACCOUNTS
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Average Account Value$135,592
Compensation Options
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Advisory Services Offered
- Financial planning services
- Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

Registered Investment Advisor
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.
CT, FL, NH, NJ, NY, PA, TX
Financial Advisors at Joseph P. Lucia & Associates, LLC
1
Joseph Lucia (CRD# 4428262) is an Investment Advisor Representative working at Joseph P. Lucia & Associates, LLC in Yorktown Heights, NY and has over 20 years of experience in the finance industry.
2
John Sloan (CRD# 5442912) is an Investment Advisor Representative working at Joseph P. Lucia & Associates, LLC in Yorktown Heights, NY and has over 13 years of experience in the finance industry.
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