Joseph P. Lucia & Associates, LLC

Joseph P. Lucia & Associates, LLC (CRD# 147625) is a financial advisory firm headquartered in Yorktown Heights, NY. They manage $221,150,421 in 1,631 accounts and serve the financial needs of clients across 7 states (or territories).

Current Firm Details
3505 Hill Blvd., Suite J, Yorktown Heights, NY 10598
http://www.luciaandassociates.net/
By the Numbers
  • Total Assets Under Management
    221
    MILLION
  • Total Number of Accounts
    1,631
    ACCOUNTS
  • Average Account Value
    $135,592
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, FL, NH, NJ, NY, PA, TX

Financial Advisors at Joseph P. Lucia & Associates, LLC
Showing 1 - 2 of 2 top financial advisors.
1
Joseph Lucia, financial advisor Yorktown Heights NY
Joseph P. Lucia
CRD#: 4428262
3505 Hill Blvd., Suite J, Yorktown Heights, NY 10598

Joseph Lucia (CRD# 4428262) is an Investment Advisor Representative working at Joseph P. Lucia & Associates, LLC in Yorktown Heights, NY and has over 20 years of experience in the finance industry.

2
John Sloan, financial advisor Yorktown Heights NY
John E. Sloan
CRD#: 5442912
3505 Hill Blvd., Suite J, Yorktown Heights, NY 10598

John Sloan (CRD# 5442912) is an Investment Advisor Representative working at Joseph P. Lucia & Associates, LLC in Yorktown Heights, NY and has over 13 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

Do not rely solely on the information on this page. The information may be inaccurate, incomplete or outdated. For the most accurate and up-to-date information, please search for the firm or individual on the SEC site at http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_Search.aspx

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Request Proposals