Klein Financial Advisors, Inc.

Klein Financial Advisors, Inc. (CRD# 128910) is a financial advisory firm headquartered in Newport Beach, CA. They manage $66,256,302 in 302 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    66
    MILLION
  • Total Number of Accounts
    302
    ACCOUNTS
  • Average Account Value
    $219,392
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, TX

Financial Advisors at Klein Financial Advisors, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
Lauren S. Klein
CRD#: 4692359
4299 Macarthur Boulevard, Suite 100, Newport Beach, CA 92660
96
Wealthminder
score

Lauren Klein (CRD# 4692359) is an Investment Advisor Representative working at Klein Financial Advisors, Inc. in Newport Beach, CA and has over 13 years of experience in the finance industry. Lauren Klein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Gail A. Hicks
CRD#: 1499503
4299 Macarthur Boulevard, Suite 100, Newport Beach, CA 92660
84
Wealthminder
score

Gail Hicks (CRD# 1499503) is an Investment Advisor Representative working at Klein Financial Advisors, Inc. in Newport Beach, CA and has over 26 years of experience in the finance industry. Gail Hicks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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