Klein Pavlis & Peasley Financial, Inc.

Klein Pavlis & Peasley Financial, Inc. (CRD# 112414) is a financial advisory firm headquartered in Dana Point, CA. They manage $55,207,399 in 342 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    55
    MILLION
  • Total Number of Accounts
    342
    ACCOUNTS
  • Average Account Value
    $161,425
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, MN, TX, WA

Financial Advisors at Klein Pavlis & Peasley Financial, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Justin A. Klein
CRD#: 4900253
34232 Pacific Coast Hwy #b, Dana Point, CA 92629
93
Wealthminder
score

Justin Klein (CRD# 4900253) is an Investment Advisor Representative working at Klein Pavlis & Peasley Financial, Inc. in Dana Point, CA and has over 13 years of experience in the finance industry.

2
Stephan G. Peasley
CRD#: 4450415
34232 Pacific Coast Hwy, Suite B, Dana Point, CA 92629
93
Wealthminder
score

Stephan Peasley (CRD# 4450415) is an Investment Advisor Representative working at Klein Pavlis & Peasley Financial, Inc. in Dana Point, CA and has over 15 years of experience in the finance industry.

3
Lettie H. Pivan
CRD#: 2472015
34232 Pacific Coast Hwy #b, Dana Point, CA 92629
93
Wealthminder
score

Lettie Pivan (CRD# 2472015) is an Investment Advisor Representative working at Klein Pavlis & Peasley Financial, Inc. in Dana Point, CA and has over 17 years of experience in the finance industry.

4
Jason R. Topor
CRD#: 4897470
34232 Pacific Coast Hwy, Suite B, Dana Point, CA 92629
93
Wealthminder
score

Jason Topor (CRD# 4897470) is an Investment Advisor Representative working at Klein Pavlis & Peasley Financial, Inc. in Dana Point, CA and has over 11 years of experience in the finance industry.

5
Gerald H. Klein
CRD#: 602023
34232 Pacific Coast Highway, Suite B, Dana Point, CA 92629
38
Wealthminder
score

Gerald Klein (CRD# 602023) is an Investment Advisor Representative working at Klein Pavlis & Peasley Financial, Inc. in Dana Point, CA and has over 37 years of experience in the finance industry.

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