Klein Pavlis & Peasley Financial, Inc.

Klein Pavlis & Peasley Financial, Inc. (CRD# 112414) is a financial advisory firm headquartered in Irvine, CA. They manage $162,519,903 in 720 accounts and serve the financial needs of clients across 10 states (or territories).

By the Numbers
  • Total Assets Under Management
    163
    MILLION
  • Total Number of Accounts
    720
    ACCOUNTS
  • Average Account Value
    $225,722
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, IL, MN, NC, NJ, NY, PA, TX, WA

Financial Advisors at Klein Pavlis & Peasley Financial, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Justin A. Klein
CRD#: 4900253
34232 Pacific Coast Hwy #b, Dana Point, CA 92629

Justin Klein (CRD# 4900253) is an Investment Advisor Representative working at Klein Pavlis & Peasley Financial, Inc. in Dana Point, CA and has over 20 years of experience in the finance industry.

2
Stephan G. Peasley
CRD#: 4450415
34232 Pacific Coast Hwy, Suite B, Dana Point, CA 92629

Stephan Peasley (CRD# 4450415) is an Investment Advisor Representative working at Klein Pavlis & Peasley Financial, Inc. in Dana Point, CA and has over 23 years of experience in the finance industry.

3
Jason R. Topor
CRD#: 4897470
34232 Pacific Coast Hwy, Suite B, Dana Point, CA 92629

Jason Topor (CRD# 4897470) is an Investment Advisor Representative working at Klein Pavlis & Peasley Financial, Inc. in Dana Point, CA and has over 19 years of experience in the finance industry.

4
Luke G. Guerrero
CRD#: 7690169
17875 Von Karman Avenue, Suite 150, Irvine, CA 92614

Luke Guerrero (CRD# 7690169) is an Investment Advisor Representative working at Klein Pavlis & Peasley Financial, Inc. in Irvine, CA and has 1 year of experience in the finance industry.

5
Andrew T. Ryan
CRD#: 6915849
17875 Von Karman Avenue, Suite 150, Irvine, CA 92614

Andrew Ryan (CRD# 6915849) is an Investment Advisor Representative working at Klein Pavlis & Peasley Financial, Inc. in Irvine, CA and has over 5 years of experience in the finance industry.

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