Klingman And Associates, LLC

Klingman And Associates, LLC (CRD# 125618) is a financial advisory firm headquartered in New York, NY. They manage $3,120,211,209 in 2,343 accounts and serve the financial needs of clients across 16 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,120
    MILLION
  • Total Number of Accounts
    2,343
    ACCOUNTS
  • Average Account Value
    $1,331,716
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, FL, GA, LA, MA, MD, NE, NJ, NY, PA, TX, VA

Financial Advisors at Klingman And Associates, LLC
Showing 1 - 7 of 7 top financial advisors.
1
Gerard A. Klingman
CRD#: 1196667
120 West 45th Street, Suite 3800, New York, NY 10036

Gerard Klingman (CRD# 1196667) is an Investment Advisor Representative working at Klingman And Associates, LLC in New York, NY and has over 38 years of experience in the finance industry. Gerard Klingman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Craig Laub
CRD#: 3212061
120 West 45th Street, Suite 3800, New York, NY 10036

Craig Laub (CRD# 3212061) is an Investment Advisor Representative working at Klingman And Associates, LLC in New York, NY and has over 22 years of experience in the finance industry. Craig Laub has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michelle L. McKinnon
CRD#: 6113216
120 West 45th Street, Suite 3800, New York, NY 10036

Michelle McKinnon (CRD# 6113216) is an Investment Advisor Representative working at Klingman And Associates, LLC in New York, NY and has over 9 years of experience in the finance industry. Michelle McKinnon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Sami Sharif
CRD#: 5404529
120 West 45th Street, Suite 3800, New York, NY 10036

Sami Sharif (CRD# 5404529) is an Investment Advisor Representative working at Klingman And Associates, LLC in New York, NY and has over 9 years of experience in the finance industry.

5
Joshua F. Kaye
CRD#: 7230792
120 West 45th Street, Suite 3800, New York, NY 10036

Joshua Kaye (CRD# 7230792) is an Investment Advisor Representative working at Klingman And Associates, LLC in New York, NY and has over 2 years of experience in the finance industry.

6
Thomas J. Klingman
CRD#: 5378593
120 West 45th Street, Suite 3800, New York, NY 10036

Thomas Klingman (CRD# 5378593) is an Investment Advisor Representative working at Klingman And Associates, LLC in New York, NY and has over 11 years of experience in the finance industry.

7
Michael D. Paley
CRD#: 6324110
120 West 45th Street, Suite 3800, New York, NY 10036

Michael Paley (CRD# 6324110) is an Investment Advisor Representative working at Klingman And Associates, LLC in New York, NY and has 1 year of experience in the finance industry.

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