Kovack Advisors, Inc.

Kovack Advisors, Inc. (CRD# 140808) is a financial advisory firm headquartered in Fort Lauderdale, FL. They manage $1,690,758,581 in 7,904 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,691
    MILLION
  • Total Number of Accounts
    7,904
    ACCOUNTS
  • Average Account Value
    $213,912
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Kovack Advisors, Inc.
Showing 1 - 10 of 291 top financial advisors.
1
David M. Brown
CRD#: 4008244
301 Yamato Road, Suite 4199, Boca Raton, FL 33431
96
Wealthminder
score

David Brown (CRD# 4008244) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Boca Raton, FL and has over 18 years of experience in the finance industry. David Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Norman D. Brown
CRD#: 2447559
69069 4th Ave., Covington, LA 70433
96
Wealthminder
score

Norman Brown (CRD# 2447559) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Covington, LA and has over 20 years of experience in the finance industry. Norman Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Stephen M. Cain
CRD#: 3274337
255 Village Parkway, Suite 210, Marietta, GA 30067
96
Wealthminder
score

Stephen Cain (CRD# 3274337) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Marietta, GA and has over 18 years of experience in the finance industry. Stephen Cain has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
David R. Frazier
CRD#: 2910287
Springboro, OH
96
Wealthminder
score

David Frazier (CRD# 2910287) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Springboro, OH and has over 20 years of experience in the finance industry. David Frazier has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Ramon A. Gonzalez
CRD#: 2540873
3162 Commordore Plaza, Suite 3e, Miami, FL 33133
96
Wealthminder
score

Ramon Gonzalez (CRD# 2540873) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Miami, FL and has over 9 years of experience in the finance industry. Ramon Gonzalez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Michael D. Gracy
CRD#: 4374683
3520 Nw 43rd Street, Gainesville, FL 32606
96
Wealthminder
score

Michael Gracy (CRD# 4374683) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Gainesville, FL and has over 17 years of experience in the finance industry. Michael Gracy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
John M. Heroux
CRD#: 4502714
3757 State Street, Suite 3a, Santa Barbara, CA 93105
96
Wealthminder
score

John Heroux (CRD# 4502714) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Santa Barbara, CA and has over 16 years of experience in the finance industry. John Heroux has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Richard C. Hitchins
CRD#: 2670518
6451 N. Federal Hwy, Suite 1201, Fort Lauderdale, FL 33308
96
Wealthminder
score

Richard Hitchins (CRD# 2670518) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Fort Lauderdale, FL and has over 19 years of experience in the finance industry. Richard Hitchins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Andrew G. Hosse
CRD#: 4586558
600 Crain Highway South, Glen Burnie, MD 21061
96
Wealthminder
score

Andrew Hosse (CRD# 4586558) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Glen Burnie, MD and has over 17 years of experience in the finance industry. Andrew Hosse has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Timothy J. Hummel
CRD#: 4561484
365 Aulin Ave., Oviedo, FL 32765
96
Wealthminder
score

Timothy Hummel (CRD# 4561484) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Oviedo, FL and has over 12 years of experience in the finance industry. Timothy Hummel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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