Lake Avenue Financial, LLC

Lake Avenue Financial, LLC (CRD# 168946) is a financial advisory firm headquartered in Pasadena, CA. They manage $77,283,864 in 573 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    77
    MILLION
  • Total Number of Accounts
    573
    ACCOUNTS
  • Average Account Value
    $134,876
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, NV

Financial Advisors at Lake Avenue Financial, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Lisa E. Seran
CRD#: 1173274
2533 Vintage Court, Napa, CA 94558
96
Wealthminder
score

Lisa Seran (CRD# 1173274) is an Investment Advisor Representative working at Lake Avenue Financial, LLC in Napa, CA and has over 31 years of experience in the finance industry. Lisa Seran has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Alex B. Chalekian
CRD#: 2956935
70 S. Lake Avenue, Suite 820, Pasadena, CA 91101
93
Wealthminder
score

Alex Chalekian (CRD# 2956935) is an Investment Advisor Representative working at Lake Avenue Financial, LLC in Pasadena, CA and has over 19 years of experience in the finance industry.

3
Earl B. Rideau
CRD#: 2243525
70 S. Lave Avenue, Suite 820, Pasadena, CA 91101
93
Wealthminder
score

Earl Rideau (CRD# 2243525) is an Investment Advisor Representative working at Lake Avenue Financial, LLC in Pasadena, CA and has over 8 years of experience in the finance industry.

4
Shirley C. Tan
CRD#: 5562662
70 S. Lake Avenue, Suite 820, Pasadena, CA 91101
93
Wealthminder
score

Shirley Tan (CRD# 5562662) is an Investment Advisor Representative working at Lake Avenue Financial, LLC in Pasadena, CA and has over 8 years of experience in the finance industry.

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