Lamia Financial Group, Inc.

Lamia Financial Group, Inc. (CRD# 146421) is a financial advisory firm headquartered in Thousand Oaks, CA. They manage $186,762,478 in 597 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    187
    MILLION
  • Total Number of Accounts
    597
    ACCOUNTS
  • Average Account Value
    $312,835
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, TX

Financial Advisors at Lamia Financial Group, Inc.
Showing 1 - 4 of 4 top financial advisors.
1
Juan C. Ros
CRD#: 6028956
100 E. Thousand Oaks Blvd., Suite 200, Thousand Oaks, CA 91360
103
Wealthminder
score

Juan Ros (CRD# 6028956) is an Investment Advisor Representative working at Lamia Financial Group, Inc. in Thousand Oaks, CA and has 6 years of experience in the finance industry. Juan Ros has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

2
Jeffrey A. Borenstein
CRD#: 3181733
100 E. Thousand Oaks Blvd. Suite 200, Thousand Oaks, CA 91360
96
Wealthminder
score

Jeffrey Borenstein (CRD# 3181733) is an Investment Advisor Representative working at Lamia Financial Group, Inc. in Thousand Oaks, CA and has over 17 years of experience in the finance industry. Jeffrey Borenstein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Christopher A. Lamia
CRD#: 2374768
100 E. Thousand Oaks Blvd. Suite 200, Thousand Oaks, CA 91360
96
Wealthminder
score

Christopher Lamia (CRD# 2374768) is an Investment Advisor Representative working at Lamia Financial Group, Inc. in Thousand Oaks, CA and has over 23 years of experience in the finance industry. Christopher Lamia has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
David W. Seery
CRD#: 6609184
100 E. Thousand Oaks Blvd. Suite 200, Thousand Oaks, CA 91360
90
Wealthminder
score

David Seery (CRD# 6609184) is an Investment Advisor Representative working at Lamia Financial Group, Inc. in Thousand Oaks, CA and has 1 year of experience in the finance industry. David Seery has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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