Lateef Investment Management, Lp.

Lateef Investment Management, Lp. (CRD# 107049) is a financial advisory firm headquartered in San Rafael, CA. They manage $947,483,085 in 363 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    947
    MILLION
  • Total Number of Accounts
    363
    ACCOUNTS
  • Average Account Value
    $2,610,146
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Lateef Investment Management, Lp.
Showing 1 - 3 of 3 top financial advisors.
1
Quoc K. Tran
CRD#: 2808598
1000 4th St, Suite 800, San Rafael, CA 94901

Quoc Tran (CRD# 2808598) is an Investment Advisor Representative working at Lateef Investment Management, Lp. in San Rafael, CA and has over 23 years of experience in the finance industry.

2
Roland D. Underhill
CRD#: 451590
1000 4th St, Suite 800, San Rafael, CA 94901

Roland Underhill (CRD# 451590) is an Investment Advisor Representative working at Lateef Investment Management, Lp. in San Rafael, CA and has over 29 years of experience in the finance industry.

3
Eric A. Winterhalter
CRD#: 2264641
1000 4th St, Suite 800, San Rafael, CA 94901

Eric Winterhalter (CRD# 2264641) is an Investment Advisor Representative working at Lateef Investment Management, Lp. in San Rafael, CA and has over 6 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.