Lau Associates LLC

Lau Associates LLC (CRD# 105608) is a financial advisory firm headquartered in Greenville, DE. They manage $495,000,000 in 150 accounts and serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    495
    MILLION
  • Total Number of Accounts
    150
    ACCOUNTS
  • Average Account Value
    $3,300,000
Compensation Options
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

DE, FL, LA, NH, NY, PA, SC, TX, VA

Financial Advisors at Lau Associates LLC
Showing 1 - 7 of 7 top financial advisors.
1
Laura D. Granger
CRD#: 2603849
20 Montchanin Road, Suite 110, Greenville, DE 19807
96
Wealthminder
score

Laura Granger (CRD# 2603849) is an Investment Advisor Representative working at Lau Associates LLC in Greenville, DE and has over 21 years of experience in the finance industry. Laura Granger has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Judith W. Lau
CRD#: 2269961
20 Montchanin Road, Suite 110, Greenville, DE 19807
96
Wealthminder
score

Judith Lau (CRD# 2269961) is an Investment Advisor Representative working at Lau Associates LLC in Greenville, DE and has over 24 years of experience in the finance industry. Judith Lau has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Joel R. Morris
CRD#: 2646825
20 Montchanin Road, Suite 110, Greenville, DE 19807
96
Wealthminder
score

Joel Morris (CRD# 2646825) is an Investment Advisor Representative working at Lau Associates LLC in Greenville, DE and has over 19 years of experience in the finance industry. Joel Morris has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Jorge R. Rueda
CRD#: 5014516
20 Montchanin Road, Suite 110, Greenville, DE 19807
96
Wealthminder
score

Jorge Rueda (CRD# 5014516) is an Investment Advisor Representative working at Lau Associates LLC in Greenville, DE and has over 11 years of experience in the finance industry. Jorge Rueda has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Thomas M. Weary
CRD#: 1907096
20 Montchanin Road, Suite 110, Greenville, DE 19807
96
Wealthminder
score

Thomas Weary (CRD# 1907096) is an Investment Advisor Representative working at Lau Associates LLC in Greenville, DE and has over 26 years of experience in the finance industry.

6
Jacob D. Weaver
CRD#: 4791111
20 Montchanin Road, Suite 110, Greenville, DE 19807
93
Wealthminder
score

Jacob Weaver (CRD# 4791111) is an Investment Advisor Representative working at Lau Associates LLC in Greenville, DE and has over 12 years of experience in the finance industry.

7
Lucinda L. Peterson
CRD#: 4405205
20 Montchanin Road, Suite 110, Greenville, DE 19807
90
Wealthminder
score

Lucinda Peterson (CRD# 4405205) is an Investment Advisor Representative working at Lau Associates LLC in Greenville, DE and has 1 year of experience in the finance industry. Lucinda Peterson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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