Laurel Wealth Advisors, LLC

Laurel Wealth Advisors, LLC (CRD# 118469) is a financial advisory firm headquartered in Charlotte, NC. They manage $305,392,354 in 1,079 accounts and serve the financial needs of clients across 7 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    305
    MILLION
  • Total Number of Accounts
    1,079
    ACCOUNTS
  • Average Account Value
    $283,033
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, GA, LA, NC, SC, TX, VA

Financial Advisors at Laurel Wealth Advisors, LLC
Showing 1 - 7 of 7 top financial advisors.
1
William E. Sugg
CRD#: 4312125
309 S. Laurel Avenue, Charlotte, NC 28207
96
Wealthminder
score

William Sugg (CRD# 4312125) is an Investment Advisor Representative working at Laurel Wealth Advisors, LLC in Charlotte, NC and has over 16 years of experience in the finance industry. William Sugg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Mark S. Thompson
CRD#: 2928571
309 S. Laurel Avenue, Charlotte, NC 28207
96
Wealthminder
score

Mark Thompson (CRD# 2928571) is an Investment Advisor Representative working at Laurel Wealth Advisors, LLC in Charlotte, NC and has over 19 years of experience in the finance industry.

3
Dustin M. Waide
CRD#: 2536569
309 S. Laurel Avenue, Charlotte, NC 28207
96
Wealthminder
score

Dustin Waide (CRD# 2536569) is an Investment Advisor Representative working at Laurel Wealth Advisors, LLC in Charlotte, NC and has over 16 years of experience in the finance industry. Dustin Waide has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
David Anderson
CRD#: 2432100
309 S. Laurel Avenue, Charlotte, NC 28207
93
Wealthminder
score

David Anderson (CRD# 2432100) is an Investment Advisor Representative working at Laurel Wealth Advisors, LLC in Charlotte, NC and has over 24 years of experience in the finance industry.

5
John W. Byrd
CRD#: 3264975
309 S.laurel Ave., Charlotte, NC 28207
93
Wealthminder
score

John Byrd (CRD# 3264975) is an Investment Advisor Representative working at Laurel Wealth Advisors, LLC in Charlotte, NC and has over 18 years of experience in the finance industry.

6
Jennifer L. Jones
CRD#: 4697951
309 S. Laurel Avenue, Charlotte, NC 28207
93
Wealthminder
score

Jennifer Jones (CRD# 4697951) is an Investment Advisor Representative working at Laurel Wealth Advisors, LLC in Charlotte, NC and has over 14 years of experience in the finance industry.

7
John W. Hearn
CRD#: 2932406
16501 D North Cross Drive, Huntersville, NC 28078
76
Wealthminder
score

John Hearn (CRD# 2932406) is an Investment Advisor Representative working at Laurel Wealth Advisors, LLC in Huntersville, NC and has over 20 years of experience in the finance industry. John Hearn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.