Lebenthal Asset Management, LLC

Lebenthal Asset Management, LLC (CRD# 146332) is a financial advisory firm headquartered in New York, NY. They manage $1,481,685,360 in 1,500 accounts and serve the financial needs of clients across 24 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,482
    MILLION
  • Total Number of Accounts
    1,500
    ACCOUNTS
  • Average Account Value
    $987,790
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, CT, DC, DE, FL, GA, IL, LA, MA, MD, MI, MN, NC, NJ, NY, OH, OK, OR, PA, SD, TX, WA, WI

Financial Advisors at Lebenthal Asset Management, LLC
Showing 1 - 10 of 13 top financial advisors.
1
Paul T. Barbera
CRD#: 838346
230 Park Avenue, 32nd Floor, New York, NY 10169
93
Wealthminder
score

Paul Barbera (CRD# 838346) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has over 18 years of experience in the finance industry.

2
John B. Carey
CRD#: 2519935
230 Park Avenue, 32nd Floor, New York, NY 10169
93
Wealthminder
score

John Carey (CRD# 2519935) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has over 23 years of experience in the finance industry.

3
Leila B. Heckman
CRD#: 2030240
230 Park Avenue, 32nd Floor, New York, NY 10169
93
Wealthminder
score

Leila Heckman (CRD# 2030240) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has over 12 years of experience in the finance industry.

4
Alexandra Lebenthal
CRD#: 1638099
230 Park Avenue, 32nd Floor, New York, NY 10169
93
Wealthminder
score

Alexandra Lebenthal (CRD# 1638099) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has over 29 years of experience in the finance industry.

5
James B. Lebenthal
CRD#: 1853491
230 Park Avenue, 32nd Floor, New York, NY 10169
93
Wealthminder
score

James Lebenthal (CRD# 1853491) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has over 18 years of experience in the finance industry.

6
Grover L. McKean
CRD#: 1367975
Los Angeles, CA
93
Wealthminder
score

Grover McKean (CRD# 1367975) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in Los Angeles, CA and has over 10 years of experience in the finance industry.

7
John J. Mullin
CRD#: 2511230
230 Park Avenue, 32nd Floor, New York, NY 10169
93
Wealthminder
score

John Mullin (CRD# 2511230) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has over 20 years of experience in the finance industry.

8
Gregory W. Serbe
CRD#: 1253637
230 Park Avenue, 32nd Floor, New York, NY 10169
93
Wealthminder
score

Gregory Serbe (CRD# 1253637) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has over 31 years of experience in the finance industry.

9
Christopher C. Liu
CRD#: 4839905
230 Park Avenue, 32nd Floor, New York, NY 10169
92
Wealthminder
score

Christopher Liu (CRD# 4839905) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has over 4 years of experience in the finance industry.

10
Vijay K. Chopra
CRD#: 4603416
230 Park Avenue, 32nd Floor, New York, NY 10169
90
Wealthminder
score

Vijay Chopra (CRD# 4603416) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has 1 year of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.