Legacy Asset Management, Inc.

Legacy Asset Management, Inc. (CRD# 111423) is a financial advisory firm headquartered in Houston, TX. They manage $407,286,444 in 659 accounts and serve the financial needs of clients across 3 states (or territories).

By the Numbers
  • Total Assets Under Management
    407
    MILLION
  • Total Number of Accounts
    659
    ACCOUNTS
  • Average Account Value
    $618,037
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, LA, TX

Financial Advisors at Legacy Asset Management, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Joseph R. Birkofer
CRD#: 2553233
3411 Richmond Ave, Suite 750, Houston, TX 77046
96
Wealthminder
score

Joseph Birkofer (CRD# 2553233) is an Investment Advisor Representative working at Legacy Asset Management, Inc. in Houston, TX and has over 23 years of experience in the finance industry. Joseph Birkofer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Jillian C. Nel
CRD#: 5055280
3411 Richmond Ave, Suite 750, Houston, TX 77046
96
Wealthminder
score

Jillian Nel (CRD# 5055280) is an Investment Advisor Representative working at Legacy Asset Management, Inc. in Houston, TX and has over 10 years of experience in the finance industry. Jillian Nel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Mark T. Dulworth
CRD#: 5002877
3411 Richmond Ave, Suite 750, Houston, TX 77046
93
Wealthminder
score

Mark Dulworth (CRD# 5002877) is an Investment Advisor Representative working at Legacy Asset Management, Inc. in Houston, TX and has over 12 years of experience in the finance industry.

4
Charles D. Hamblin
CRD#: 1132329
3411 Richmond Ave, Suite 750, Houston, TX 77046
93
Wealthminder
score

Charles Hamblin (CRD# 1132329) is an Investment Advisor Representative working at Legacy Asset Management, Inc. in Houston, TX and has over 19 years of experience in the finance industry.

5
Richard E. Kaplan
CRD#: 2944041
3411 Richmond Ave, Suite 750, Houston, TX 77046
93
Wealthminder
score

Richard Kaplan (CRD# 2944041) is an Investment Advisor Representative working at Legacy Asset Management, Inc. in Houston, TX and has over 20 years of experience in the finance industry.

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