Legacy Financial Advisors, Inc.

Legacy Financial Advisors, Inc. (CRD# 158675) is a financial advisory firm headquartered in Covington, KY. They manage $384,259,115 in 1,755 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    384
    MILLION
  • Total Number of Accounts
    1,755
    ACCOUNTS
  • Average Account Value
    $218,951
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, IN, KY, OH, TX

Financial Advisors at Legacy Financial Advisors, Inc.
Showing 1 - 9 of 9 top financial advisors.
1
Seth H. Sanborn
CRD#: 5464772
117 East Fourth Street, Covington, KY 41011
96
Wealthminder
score

Seth Sanborn (CRD# 5464772) is an Investment Advisor Representative working at Legacy Financial Advisors, Inc. in Covington, KY and has over 8 years of experience in the finance industry. Seth Sanborn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Matthew J. Aquilia
CRD#: 3168428
117 East Fourth Street, Covington, KY 41011
93
Wealthminder
score

Matthew Aquilia (CRD# 3168428) is an Investment Advisor Representative working at Legacy Financial Advisors, Inc. in Covington, KY and has over 4 years of experience in the finance industry. Matthew Aquilia has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Michael J. Maisel
CRD#: 4214372
117 East Fourth Street, Covington, KY 41011
93
Wealthminder
score

Michael Maisel (CRD# 4214372) is an Investment Advisor Representative working at Legacy Financial Advisors, Inc. in Covington, KY and has over 16 years of experience in the finance industry.

4
Paul A. Sartori
CRD#: 1321982
117 East Fourth Street, Covington, KY 41011
93
Wealthminder
score

Paul Sartori (CRD# 1321982) is an Investment Advisor Representative working at Legacy Financial Advisors, Inc. in Covington, KY and has over 31 years of experience in the finance industry.

5
Robert C. Scroggins
CRD#: 4929045
200 Northland Blvd, Cincinnati, OH 45246
93
Wealthminder
score

Robert Scroggins (CRD# 4929045) is an Investment Advisor Representative working at Legacy Financial Advisors, Inc. in Cincinnati, OH and has over 10 years of experience in the finance industry.

6
Katherine B. Starks
CRD#: 1400406
117 East Fourth Street, Covington, KY 41011
93
Wealthminder
score

Katherine Starks (CRD# 1400406) is an Investment Advisor Representative working at Legacy Financial Advisors, Inc. in Covington, KY and has over 24 years of experience in the finance industry.

7
Paul R. Trenz
CRD#: 5135466
200 Northland Blvd., Cincinnati, OH 45246
93
Wealthminder
score

Paul Trenz (CRD# 5135466) is an Investment Advisor Representative working at Legacy Financial Advisors, Inc. in Cincinnati, OH and has over 9 years of experience in the finance industry.

8
Peter T. Lucas
CRD#: 2468959
117 East Fourth Street, Covington, KY 41011
81
Wealthminder
score

Peter Lucas (CRD# 2468959) is an Investment Advisor Representative working at Legacy Financial Advisors, Inc. in Covington, KY and has over 22 years of experience in the finance industry.

9
Justin K. Brown
CRD#: 5058577
117 East Fourth Street, Covington, KY 41011
71
Wealthminder
score

Justin Brown (CRD# 5058577) is an Investment Advisor Representative working at Legacy Financial Advisors, Inc. in Covington, KY and has over 10 years of experience in the finance industry. Justin Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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