Legacy Wealth Management Inc.

Legacy Wealth Management Inc. (CRD# 108619) is a financial advisory firm headquartered in Memphis, TN. They manage $1,019,344,847 in 2,443 accounts and serve the financial needs of clients across 13 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,019
    MILLION
  • Total Number of Accounts
    2,443
    ACCOUNTS
  • Average Account Value
    $417,251
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AL, AR, CA, FL, GA, LA, MO, MS, NC, NY, SC, TN, TX

Financial Advisors at Legacy Wealth Management Inc.
Showing 1 - 10 of 17 top financial advisors.
1
Wallace S. Hope
CRD#: 4216907
1715 Aaron Brenner Dr., Suite 301, Memphis, TN 38120
96
Wealthminder
score

Wallace Hope (CRD# 4216907) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 13 years of experience in the finance industry.

2
James J. Isaacs
CRD#: 4804222
6800 Poplar Avenue, Suite 101, Memphis, TN 38138
96
Wealthminder
score

James Isaacs (CRD# 4804222) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 12 years of experience in the finance industry. James Isaacs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Lindsey B. Mazzola
CRD#: 4947344
6800 Poplar Ave, Suite 101, Memphis, TN 38138
96
Wealthminder
score

Lindsey Mazzola (CRD# 4947344) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 12 years of experience in the finance industry. Lindsey Mazzola has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Hallie L. Peyton
CRD#: 2340969
6800 Poplar Avenue, Suite 101, Memphis, TN 38138
96
Wealthminder
score

Hallie Peyton (CRD# 2340969) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 24 years of experience in the finance industry. Hallie Peyton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Robin K. Sievers
CRD#: 4260516
1715 Aaron Brenner Dr., Suite 301, Memphis, TN 38120
96
Wealthminder
score

Robin Sievers (CRD# 4260516) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 17 years of experience in the finance industry. Robin Sievers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Cathy A. Simmons
CRD#: 2199965
6800 Poplar Avenue, Suite 101, Memphis, TN 38138
96
Wealthminder
score

Cathy Simmons (CRD# 2199965) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 25 years of experience in the finance industry. Cathy Simmons has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Nicholas G. Sowell
CRD#: 5626020
1715 Aaron Brenner Dr., Suite 301, Memphis, TN 38120
96
Wealthminder
score

Nicholas Sowell (CRD# 5626020) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 8 years of experience in the finance industry. Nicholas Sowell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Robert D. Wilson
CRD#: 5862396
1715 Aaron Brenner Dr., Suite 301, Memphis, TN 38120
93
Wealthminder
score

Robert Wilson (CRD# 5862396) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 6 years of experience in the finance industry.

9
John-michael M. Clowers
CRD#: 5796848
1715 Aaron Brenner Dr., Suite 301, Memphis, TN 38120
90
Wealthminder
score

John-michael Clowers (CRD# 5796848) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has over 6 years of experience in the finance industry.

10
Brienne S. Jackson
CRD#: 5580660
1715 Aaron Brenner Dr., Suite 301, Memphis, TN 38120
90
Wealthminder
score

Brienne Jackson (CRD# 5580660) is an Investment Advisor Representative working at Legacy Wealth Management Inc. in Memphis, TN and has 1 year of experience in the finance industry. Brienne Jackson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.