Legend Advisory Corporation

Legend Advisory Corporation (CRD# 104761) is a financial advisory firm headquartered in Palm Beach Gardens, FL. They manage $2,105,390,903 in 29,775 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,105
    MILLION
  • Total Number of Accounts
    29,775
    ACCOUNTS
  • Average Account Value
    $70,710
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Legend Advisory Corporation
Showing 1 - 10 of 268 top financial advisors.
1
James Anna
CRD#: 2139200
4600 East Park Drive, Suite 300, Palm Beach Gardens, FL 33410
96
Wealthminder
score

James Anna (CRD# 2139200) is an Investment Advisor Representative working at Legend Advisory Corporation in Palm Beach Gardens, FL and has over 21 years of experience in the finance industry. James Anna has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Howard C. Aspacher
CRD#: 1013678
4600 East Park Drive, Suite 300, Palm Beach Gardens, FL 33410
96
Wealthminder
score

Howard Aspacher (CRD# 1013678) is an Investment Advisor Representative working at Legend Advisory Corporation in Palm Beach Gardens, FL and has over 24 years of experience in the finance industry. Howard Aspacher has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Dennis L. Baumgartner
CRD#: 821489
4600 East Park Drive, Suite 300, Palm Beach Gardens, FL 33410
96
Wealthminder
score

Dennis Baumgartner (CRD# 821489) is an Investment Advisor Representative working at Legend Advisory Corporation in Palm Beach Gardens, FL and has over 34 years of experience in the finance industry.

4
James L. Cecchini
CRD#: 1977965
4600 East Park Drive, Suite 300, Palm Beach Gardens, FL 33410
96
Wealthminder
score

James Cecchini (CRD# 1977965) is an Investment Advisor Representative working at Legend Advisory Corporation in Palm Beach Gardens, FL and has over 27 years of experience in the finance industry. James Cecchini has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Mark W. Conomos
CRD#: 1229785
4600 East Park Drive, Suite 300, Palm Beach Gardens, FL 33410
96
Wealthminder
score

Mark Conomos (CRD# 1229785) is an Investment Advisor Representative working at Legend Advisory Corporation in Palm Beach Gardens, FL and has over 33 years of experience in the finance industry. Mark Conomos has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Michael J. Dilullo
CRD#: 1055416
4600 East Park Drive, Suite 300, Palm Beach Gardens, FL 33410
96
Wealthminder
score

Michael Dilullo (CRD# 1055416) is an Investment Advisor Representative working at Legend Advisory Corporation in Palm Beach Gardens, FL and has over 32 years of experience in the finance industry. Michael Dilullo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Kathi M. Diorio
CRD#: 2051964
4600 East Park Drive, Suite 300, Palm Beach Gardens, FL 33410
96
Wealthminder
score

Kathi Diorio (CRD# 2051964) is an Investment Advisor Representative working at Legend Advisory Corporation in Palm Beach Gardens, FL and has over 22 years of experience in the finance industry. Kathi Diorio has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Stephen P. Fallon
CRD#: 2660880
9675 4th Street North, Saint Petersburg, FL 33702
96
Wealthminder
score

Stephen Fallon (CRD# 2660880) is an Investment Advisor Representative working at Legend Advisory Corporation in Saint Petersburg, FL and has over 12 years of experience in the finance industry. Stephen Fallon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Steven D. Fisher
CRD#: 1512663
9675 4th Street North, Saint Petersburg, FL 33702
96
Wealthminder
score

Steven Fisher (CRD# 1512663) is an Investment Advisor Representative working at Legend Advisory Corporation in Saint Petersburg, FL and has over 21 years of experience in the finance industry. Steven Fisher has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
David G. Frank
CRD#: 823131
5755 Granger Road, Suite 910, Independence, OH 44131
96
Wealthminder
score

David Frank (CRD# 823131) is an Investment Advisor Representative working at Legend Advisory Corporation in Independence, OH and has over 37 years of experience in the finance industry.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.