Legend Financial Management

Legend Financial Management (CRD# 120978) is a financial advisory firm headquartered in New York, NY. They manage $1,120,665 in 94 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    1
    MILLION
  • Total Number of Accounts
    94
    ACCOUNTS
  • Average Account Value
    $11,922
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

NJ, NY

Financial Advisors at Legend Financial Management
Showing 1 - 2 of 2 top financial advisors.
1
Scott D. Werling
CRD#: 2292318
45 Broadway, 32nd Floor, New York, NY 10006
93
Wealthminder
score

Scott Werling (CRD# 2292318) is an Investment Advisor Representative working at Legend Financial Management in New York, NY and has over 22 years of experience in the finance industry.

2
John V. Smith
CRD#: 5764683
45 Broadway, 32nd Floor, New York, NY 10006
83
Wealthminder
score

John Smith (CRD# 5764683) is an Investment Advisor Representative working at Legend Financial Management in New York, NY and has over 6 years of experience in the finance industry.

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