Lesa Sroufe & Company, Inc.

Lesa Sroufe & Company, Inc. (CRD# 130232) is a financial advisory firm headquartered in Seattle, WA. They manage $173,497,390 in 362 accounts and serve the financial needs of clients across 10 states (or territories).

By the Numbers
  • Total Assets Under Management
    173
    MILLION
  • Total Number of Accounts
    362
    ACCOUNTS
  • Average Account Value
    $479,275
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AZ, CA, FL, ID, IL, MD, NY, OR, WA

Financial Advisors at Lesa Sroufe & Company, Inc.
Showing 1 - 3 of 3 top financial advisors.
1
Lesa A. Sroufe
CRD#: 1039743
1200 5th Avenue; Suite 1200, Seattle, WA 98101
96
Wealthminder
score

Lesa Sroufe (CRD# 1039743) is an Investment Advisor Representative working at Lesa Sroufe & Company, Inc. in Seattle, WA and has over 34 years of experience in the finance industry.

2
Shaun E. Corry
CRD#: 5169130
1200 5th Ave., Suite 1200, Seattle, WA 98101
93
Wealthminder
score

Shaun Corry (CRD# 5169130) is an Investment Advisor Representative working at Lesa Sroufe & Company, Inc. in Seattle, WA and has over 9 years of experience in the finance industry.

3
Elizabeth A. Fleming
CRD#: 6276886
1200 5th Ave., Suite 1200, Seattle, WA 98101
89
Wealthminder
score

Elizabeth Fleming (CRD# 6276886) is an Investment Advisor Representative working at Lesa Sroufe & Company, Inc. in Seattle, WA and has over 2 years of experience in the finance industry.

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