Lockwood Advisors Inc.

Lockwood Advisors Inc. (CRD# 106108) is a financial advisory firm headquartered in King Of Prussia, PA. They manage $5,953,661,617 in 37,342 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    5,954
    MILLION
  • Total Number of Accounts
    37,342
    ACCOUNTS
  • Average Account Value
    $159,436
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Lockwood Advisors Inc.
Showing 1 - 10 of 53 top financial advisors.
1
John T. Hourigan
CRD#: 2756196
760 Moore Road, King Of Prussia, PA 19406
96
Wealthminder
score

John Hourigan (CRD# 2756196) is an Investment Advisor Representative working at Lockwood Advisors Inc. in King Of Prussia, PA and has over 20 years of experience in the finance industry. John Hourigan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Brendan M. O'neill
CRD#: 4444893
760 Moore Road, King Of Prussia, PA 19406
96
Wealthminder
score

Brendan O'neill (CRD# 4444893) is an Investment Advisor Representative working at Lockwood Advisors Inc. in King Of Prussia, PA and has over 14 years of experience in the finance industry.

3
John M. Anderson
CRD#: 4924801
760 Moore Road, King Of Prussia, PA 19406
93
Wealthminder
score

John Anderson (CRD# 4924801) is an Investment Advisor Representative working at Lockwood Advisors Inc. in King Of Prussia, PA and has over 10 years of experience in the finance industry.

4
Joseph K. Baricevac
CRD#: 5354861
760 Moore Road, King Of Prussia, PA 19406
93
Wealthminder
score

Joseph Baricevac (CRD# 5354861) is an Investment Advisor Representative working at Lockwood Advisors Inc. in King Of Prussia, PA and has over 6 years of experience in the finance industry.

5
Rudolph J. Bayer
CRD#: 2702101
760 Moore Road, King Of Prussia, PA 19406
93
Wealthminder
score

Rudolph Bayer (CRD# 2702101) is an Investment Advisor Representative working at Lockwood Advisors Inc. in King Of Prussia, PA and has over 11 years of experience in the finance industry.

6
Karen A. Bruno
CRD#: 2537493
760 Moore Road, King Of Prussia, PA 19406
93
Wealthminder
score

Karen Bruno (CRD# 2537493) is an Investment Advisor Representative working at Lockwood Advisors Inc. in King Of Prussia, PA and has over 21 years of experience in the finance industry.

7
Preston R. Caldwell
CRD#: 4122884
760 Moore Road, King Of Prussia, PA 19406
93
Wealthminder
score

Preston Caldwell (CRD# 4122884) is an Investment Advisor Representative working at Lockwood Advisors Inc. in King Of Prussia, PA and has over 7 years of experience in the finance industry.

8
Summer J. Cavalier
CRD#: 3157787
760 Moore Road, King Of Prussia, PA 19406
93
Wealthminder
score

Summer Cavalier (CRD# 3157787) is an Investment Advisor Representative working at Lockwood Advisors Inc. in King Of Prussia, PA and has over 17 years of experience in the finance industry.

9
Connie C. Cebula
CRD#: 3177056
1515 West 22nd Street, Suite 1000, Oak Brook, IL 60523
93
Wealthminder
score

Connie Cebula (CRD# 3177056) is an Investment Advisor Representative working at Lockwood Advisors Inc. in Oak Brook, IL and has over 17 years of experience in the finance industry.

10
Gregory J. Cesarano
CRD#: 5436665
760 Moore Road, King Of Prussia, PA 19406
93
Wealthminder
score

Gregory Cesarano (CRD# 5436665) is an Investment Advisor Representative working at Lockwood Advisors Inc. in King Of Prussia, PA and has over 7 years of experience in the finance industry.

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