Lpl Financial LLC

Lpl Financial LLC (CRD# 6413) is a financial advisory firm headquartered in Fort Mill, SC. They manage $404,176,194,148 in 1,517,995 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    404,176
    MILLION
  • Total Number of Accounts
    1,517,995
    ACCOUNTS
  • Average Account Value
    $266,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Lpl Financial LLC
Showing 21 - 30 of 15,995 top financial advisors.
21
Fred J. Abbott
CRD#: 2278230
56 Dorchester Square N #100, Westerville, OH 43081

Fred Abbott (CRD# 2278230) is an Investment Advisor Representative working at Lpl Financial LLC in Westerville, OH and has over 28 years of experience in the finance industry. Fred Abbott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

22
James M. Abbott
CRD#: 2482063
222 N Main St, Burlington, IA 52601

James Abbott (CRD# 2482063) is an Investment Advisor Representative working at Lpl Financial LLC in Burlington, IA and has over 28 years of experience in the finance industry.

23
Lisa C. Abbott
CRD#: 4169767
312 Clinton Ave West, Huntsville, AL 35801

Lisa Abbott (CRD# 4169767) is an Investment Advisor Representative working at Lpl Financial LLC in Huntsville, AL and has over 20 years of experience in the finance industry.

24
Stephen Abbott
CRD#: 1538140
2410 North Ocean Avenue, Farmingville, NY 11738

Stephen Abbott (CRD# 1538140) is an Investment Advisor Representative working at Lpl Financial LLC in Farmingville, NY and has over 28 years of experience in the finance industry.

25
Joseph R. Abbruzzi
CRD#: 1272342
Mount Laurel, NJ

Joseph Abbruzzi (CRD# 1272342) is an Investment Advisor Representative working at Lpl Financial LLC in Mount Laurel, NJ and has over 38 years of experience in the finance industry.

26
Clayton D. Abel
CRD#: 5938137
1032 Savannah Highway, Charleston, SC 29407

Clayton Abel (CRD# 5938137) is an Investment Advisor Representative working at Lpl Financial LLC in Charleston, SC and has over 11 years of experience in the finance industry. Clayton Abel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

27
Roger G. Abel
CRD#: 4525922
3600 1st Avenue Ne Ste 100, Cedar Rapids, IA 52402

Roger Abel (CRD# 4525922) is an Investment Advisor Representative working at Lpl Financial LLC in Cedar Rapids, IA and has over 20 years of experience in the finance industry.

28
Marley J. Abell
CRD#: 4232166
Sallisaw, OK

Marley Abell (CRD# 4232166) is an Investment Advisor Representative working at Lpl Financial LLC in Sallisaw, OK and has over 21 years of experience in the finance industry.

29
Weldon T. Abell
CRD#: 2705314
12520 High Bluff Dr Ste 140, San Diego, CA 92130

Weldon Abell (CRD# 2705314) is an Investment Advisor Representative working at Lpl Financial LLC in San Diego, CA and has over 26 years of experience in the finance industry.

30
Nicholas A. Abelow
CRD#: 4775495
595 Tahoe Keys Blvd, Ste A4, South Lake Tahoe, CA 96150

Nicholas Abelow (CRD# 4775495) is an Investment Advisor Representative working at Lpl Financial LLC in South Lake Tahoe, CA and has over 18 years of experience in the finance industry.

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