M. Griffith Investment Services, Inc.

M. Griffith Investment Services, Inc. (CRD# 2078) is a financial advisory firm headquartered in New Hartford, NY. They manage $1,140,625,101 in 2,420 accounts and serve the financial needs of clients across 31 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,141
    MILLION
  • Total Number of Accounts
    2,420
    ACCOUNTS
  • Average Account Value
    $471,333
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AZ, CA, CO, CT, FL, GA, IL, IN, KY, MA, MD, ME, MI, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WV

Financial Advisors at M. Griffith Investment Services, Inc.
Showing 1 - 10 of 14 top financial advisors.
1
Michael E. Evans
CRD#: 1307113
555 French Rd - Building 2, New Hartford, NY 13413
96
Wealthminder
score

Michael Evans (CRD# 1307113) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 32 years of experience in the finance industry. Michael Evans has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Theresa M. Flemma
CRD#: 1315768
555 French Rd - Building 2, New Hartford, NY 13413
96
Wealthminder
score

Theresa Flemma (CRD# 1315768) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 32 years of experience in the finance industry. Theresa Flemma has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Scott A. George
CRD#: 2638248
555 French Rd - Building 2, New Hartford, NY 13413
96
Wealthminder
score

Scott George (CRD# 2638248) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 22 years of experience in the finance industry. Scott George has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Jeffrey W. Gornick
CRD#: 1163056
555 French Rd - Building 2, New Hartford, NY 13413
96
Wealthminder
score

Jeffrey Gornick (CRD# 1163056) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 31 years of experience in the finance industry. Jeffrey Gornick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Michele A. Sheridan
CRD#: 2358792
555 French Rd - Building 2, New Hartford, NY 13413
96
Wealthminder
score

Michele Sheridan (CRD# 2358792) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 23 years of experience in the finance industry. Michele Sheridan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Jon M. Earl
CRD#: 4923777
555 French Rd - Building 2, New Hartford, NY 13413
93
Wealthminder
score

Jon Earl (CRD# 4923777) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 12 years of experience in the finance industry.

7
Mary L. Gurtowski
CRD#: 4649655
555 French Rd - Building 2, New Hartford, NY 13413
93
Wealthminder
score

Mary Gurtowski (CRD# 4649655) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 8 years of experience in the finance industry.

8
Sandra L. Ludwig
CRD#: 2624777
555 French Rd - Building 2, New Hartford, NY 13413
93
Wealthminder
score

Sandra Ludwig (CRD# 2624777) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 20 years of experience in the finance industry.

9
Matthew D. Savery
CRD#: 5866367
555 French Rd - Building 2, New Hartford, NY 13413
93
Wealthminder
score

Matthew Savery (CRD# 5866367) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 5 years of experience in the finance industry. Matthew Savery has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

10
Jason J. Topi
CRD#: 5382298
555 French Rd, Building 2, New Hartford, NY 13413
93
Wealthminder
score

Jason Topi (CRD# 5382298) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 10 years of experience in the finance industry.

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