Mai Capital Management, LLC

Mai Capital Management, LLC (CRD# 109807) is a financial advisory firm headquartered in Cleveland, OH. They manage $3,913,463,598 in 3,089 accounts and serve the financial needs of clients across 31 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,913
    MILLION
  • Total Number of Accounts
    3,089
    ACCOUNTS
  • Average Account Value
    $1,266,903
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KY, LA, MA, ME, MI, MO, NC, NH, NJ, NV, NY, OH, OK, PA, SC, TN, TX, VA, VT, WA, WV

Financial Advisors at Mai Capital Management, LLC
Showing 1 - 10 of 36 top financial advisors.
1
Douglas M. Andrassy
CRD#: 2624855
1360 East 9th Street, Suite 1100, Cleveland, OH 44114
96
Wealthminder
score

Douglas Andrassy (CRD# 2624855) is an Investment Advisor Representative working at Mai Capital Management, LLC in Cleveland, OH and has over 22 years of experience in the finance industry. Douglas Andrassy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Michael L. Beaulieu
CRD#: 3146149
814 A1a N, Suite 301, Ponte Vedra Beach, FL 32082
96
Wealthminder
score

Michael Beaulieu (CRD# 3146149) is an Investment Advisor Representative working at Mai Capital Management, LLC in Ponte Vedra Beach, FL and has over 19 years of experience in the finance industry. Michael Beaulieu has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Douglas J. Butler
CRD#: 1263314
1360 East 9th Street, Suite 1100, Cleveland, OH 44114
96
Wealthminder
score

Douglas Butler (CRD# 1263314) is an Investment Advisor Representative working at Mai Capital Management, LLC in Cleveland, OH and has over 22 years of experience in the finance industry.

4
Peter H. Calfee
CRD#: 2878152
1360 East 9th Street, Suite 1100, Cleveland, OH 44114
96
Wealthminder
score

Peter Calfee (CRD# 2878152) is an Investment Advisor Representative working at Mai Capital Management, LLC in Cleveland, OH and has over 20 years of experience in the finance industry. Peter Calfee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
William J. Collins
CRD#: 2138910
1360 East 9th Street, Suite 1100, Cleveland, OH 44114
96
Wealthminder
score

William Collins (CRD# 2138910) is an Investment Advisor Representative working at Mai Capital Management, LLC in Cleveland, OH and has over 26 years of experience in the finance industry. William Collins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Jason E. Putman
CRD#: 4208105
1360 East 9th Street, Suite 1100, Cleveland, OH 44114
96
Wealthminder
score

Jason Putman (CRD# 4208105) is an Investment Advisor Representative working at Mai Capital Management, LLC in Cleveland, OH and has over 17 years of experience in the finance industry.

7
Riley R. Rindo
CRD#: 5848271
100 E. Campus View Blvd Ste 250, Columbus, OH 43235
96
Wealthminder
score

Riley Rindo (CRD# 5848271) is an Investment Advisor Representative working at Mai Capital Management, LLC in Columbus, OH and has over 7 years of experience in the finance industry. Riley Rindo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Nicholas M. Srmag
CRD#: 4353204
1360 East 9th Street, Suite 1100, Cleveland, OH 44114
96
Wealthminder
score

Nicholas Srmag (CRD# 4353204) is an Investment Advisor Representative working at Mai Capital Management, LLC in Cleveland, OH and has over 16 years of experience in the finance industry.

9
Jeffrey W. Stark
CRD#: 6119938
1360 East 9th Street, Suite 1100, Cleveland, OH 44114
96
Wealthminder
score

Jeffrey Stark (CRD# 6119938) is an Investment Advisor Representative working at Mai Capital Management, LLC in Cleveland, OH and has over 5 years of experience in the finance industry.

10
John D. Zaller
CRD#: 5411819
1360 East 9th Street, Suite 1100, Cleveland, OH 44114
96
Wealthminder
score

John Zaller (CRD# 5411819) is an Investment Advisor Representative working at Mai Capital Management, LLC in Cleveland, OH and has over 10 years of experience in the finance industry.

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