Main Management, LLC

Main Management, LLC (CRD# 120361) is a financial advisory firm headquartered in San Francisco, CA. They manage $725,348,473 in 152 accounts and serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    725
    MILLION
  • Total Number of Accounts
    152
    ACCOUNTS
  • Average Account Value
    $4,772,029
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, GA, IN, MA, MN, NV, TX, WA

Financial Advisors at Main Management, LLC
Showing 1 - 6 of 6 top financial advisors.
1
Kim D. Arthur
CRD#: 1754934
655 Montgomery Street, 14th Floor, San Francisco, CA 94111
93
Wealthminder
score

Kim Arthur (CRD# 1754934) is an Investment Advisor Representative working at Main Management, LLC in San Francisco, CA and has over 29 years of experience in the finance industry.

2
James W. Concidine
CRD#: 51869
655 Montgomery Street, Suite 1400, San Francisco, CA 94111
93
Wealthminder
score

James Concidine (CRD# 51869) is an Investment Advisor Representative working at Main Management, LLC in San Francisco, CA and has over 26 years of experience in the finance industry.

3
Hafeez A. Esmail
CRD#: 2567325
601 California Street, Suite 620, San Francisco, CA 94108
93
Wealthminder
score

Hafeez Esmail (CRD# 2567325) is an Investment Advisor Representative working at Main Management, LLC in San Francisco, CA and has over 12 years of experience in the finance industry.

4
Blaine A. Docker
CRD#: 5309509
601 California Street, Suite 620, San Francisco, CA 94108
90
Wealthminder
score

Blaine Docker (CRD# 5309509) is an Investment Advisor Representative working at Main Management, LLC in San Francisco, CA and has 1 year of experience in the finance industry.

5
Luke W. King
CRD#: 5731142
601 California Street, Suite 620, San Francisco, CA 94108
90
Wealthminder
score

Luke King (CRD# 5731142) is an Investment Advisor Representative working at Main Management, LLC in San Francisco, CA and has over 6 years of experience in the finance industry.

6
Alexander Varner
CRD#: 6098625
601 California Street, Suite 620, San Francisco, CA 94108
90
Wealthminder
score

Alexander Varner (CRD# 6098625) is an Investment Advisor Representative working at Main Management, LLC in San Francisco, CA and has over 5 years of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.