Mariner Wealth Advisors

Mariner Wealth Advisors (CRD# 169459) is a financial advisory firm headquartered in Leawood, KS. They manage $711,049,983 in 1,221 accounts and serve the financial needs of clients across 13 states (or territories).

By the Numbers
  • Total Assets Under Management
    711
    MILLION
  • Total Number of Accounts
    1,221
    ACCOUNTS
  • Average Account Value
    $582,351
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CT, DC, FL, GA, HI, IL, KS, NJ, NY, PA, TX, VA

Financial Advisors at Mariner Wealth Advisors
Showing 1 - 9 of 9 top financial advisors.
1
Jason Monteleone
CRD#: 5381705
4200 West 115th Street, Suite 100, Leawood, KS 66211
96
Wealthminder
score

Jason Monteleone (CRD# 5381705) is an Investment Advisor Representative working at Mariner Wealth Advisors in Leawood, KS and has over 10 years of experience in the finance industry. Jason Monteleone has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Michael A. McGinty
CRD#: 4212328
1500 Broadway, 29th Floor, New York, NY 10036
93
Wealthminder
score

Michael McGinty (CRD# 4212328) is an Investment Advisor Representative working at Mariner Wealth Advisors in New York, NY and has over 13 years of experience in the finance industry.

3
Katherine M. Kelly
CRD#: 6287143
4200 West 115th Street, Suite 100, Leawood, KS 66211
90
Wealthminder
score

Katherine Kelly (CRD# 6287143) is an Investment Advisor Representative working at Mariner Wealth Advisors in Leawood, KS and has 1 year of experience in the finance industry. Katherine Kelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Justin B. McCarthy
CRD#: 5225789
4200 West 115th Street, Suite 100, Leawood, KS 66211
90
Wealthminder
score

Justin McCarthy (CRD# 5225789) is an Investment Advisor Representative working at Mariner Wealth Advisors in Leawood, KS and has 1 year of experience in the finance industry. Justin McCarthy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Richard A. Rosenberg
CRD#: 4619434
4200 West 115th Street, Suite 100, Leawood, KS 66211
90
Wealthminder
score

Richard Rosenberg (CRD# 4619434) is an Investment Advisor Representative working at Mariner Wealth Advisors in Leawood, KS and has 1 year of experience in the finance industry. Richard Rosenberg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Rosario J. Ruffino
CRD#: 4355715
4200 West 115th Street, Suite 100, Leawood, KS 66211
90
Wealthminder
score

Rosario Ruffino (CRD# 4355715) is an Investment Advisor Representative working at Mariner Wealth Advisors in Leawood, KS and has 1 year of experience in the finance industry. Rosario Ruffino has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Hasan Chowdhury
CRD#: 6506428
1500 Broadway, 28th Floor, New York, NY 10036
87
Wealthminder
score

Hasan Chowdhury (CRD# 6506428) is an Investment Advisor Representative working at Mariner Wealth Advisors in New York, NY and has over 2 years of experience in the finance industry.

8
Adam R. Kotz
CRD#: 6286443
1500 Broadway, 28th Floor, New York, NY 10036
87
Wealthminder
score

Adam Kotz (CRD# 6286443) is an Investment Advisor Representative working at Mariner Wealth Advisors in New York, NY and has over 2 years of experience in the finance industry.

9
Matthew R. Moetzinger
CRD#: 6491830
1500 Broadway, 28th Floor, New York, NY 10036
87
Wealthminder
score

Matthew Moetzinger (CRD# 6491830) is an Investment Advisor Representative working at Mariner Wealth Advisors in New York, NY and has over 2 years of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.