Mason & Associates, Inc.

Mason & Associates, Inc. (CRD# 141303) is a financial advisory firm headquartered in Los Angeles, CA. They manage $226,800,000 in 611 accounts and serve the financial needs of clients across 10 states (or territories).

By the Numbers
  • Total Assets Under Management
    227
    MILLION
  • Total Number of Accounts
    611
    ACCOUNTS
  • Average Account Value
    $371,195
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, IA, IL, NJ, NM, NV, TX

Financial Advisors at Mason & Associates, Inc.
Showing 1 - 6 of 6 top financial advisors.
1
Sun M. Shim
CRD#: 2873133
7474 North Figueroa Street, Suite 100, Los Angeles, CA 90041
96
Wealthminder
score

Sun Shim (CRD# 2873133) is an Investment Advisor Representative working at Mason & Associates, Inc. in Los Angeles, CA and has over 20 years of experience in the finance industry. Sun Shim has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Eunice E. Kim
CRD#: 4017881
7474 North Figueroa Street, Suite 100, Los Angeles, CA 90041
93
Wealthminder
score

Eunice Kim (CRD# 4017881) is an Investment Advisor Representative working at Mason & Associates, Inc. in Los Angeles, CA and has over 10 years of experience in the finance industry.

3
Gregory A. Jones
CRD#: 5244248
7474 North Figueroa Street, Suite 100, Los Angeles, CA 90041
90
Wealthminder
score

Gregory Jones (CRD# 5244248) is an Investment Advisor Representative working at Mason & Associates, Inc. in Los Angeles, CA and has over 7 years of experience in the finance industry.

4
Liliana Verduzco
CRD#: 6193608
7474 North Figueroa Street, Suite 100, Los Angeles, CA 90041
90
Wealthminder
score

Liliana Verduzco (CRD# 6193608) is an Investment Advisor Representative working at Mason & Associates, Inc. in Los Angeles, CA and has 1 year of experience in the finance industry.

5
Kent L. Dallmeyer
CRD#: 851512
Washington, IA
83
Wealthminder
score

Kent Dallmeyer (CRD# 851512) is an Investment Advisor Representative working at Mason & Associates, Inc. in Washington, IA and has over 36 years of experience in the finance industry.

6
Brent M. Mason
CRD#: 4046662
7474 North Figueroa Street, Suite 100, Los Angeles, CA 90041
83
Wealthminder
score

Brent Mason (CRD# 4046662) is an Investment Advisor Representative working at Mason & Associates, Inc. in Los Angeles, CA and has over 17 years of experience in the finance industry.

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Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.