Mcfarland Associates

Mcfarland Associates (CRD# 111316) is a financial advisory firm headquartered in Monterey, CA. They serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA

Financial Advisors at Mcfarland Associates
Showing 1 - 4 of 4 top financial advisors.
1
Ann L. Ainsworth
CRD#: 2110511
Laguna Woods, CA
96
Wealthminder
score

Ann Ainsworth (CRD# 2110511) is an Investment Advisor Representative working at Mcfarland Associates in Laguna Woods, CA and has over 27 years of experience in the finance industry. Ann Ainsworth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Aaron J. Schwartz
CRD#: 5578079
2600 Garden Road, Suite 211, Monterey, CA 93942
96
Wealthminder
score

Aaron Schwartz (CRD# 5578079) is an Investment Advisor Representative working at Mcfarland Associates in Monterey, CA and has over 8 years of experience in the finance industry. Aaron Schwartz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Arnold S. Westphal
CRD#: 6059591
2600 Garden Road, Suite 211, Monterey, CA 93942
96
Wealthminder
score

Arnold Westphal (CRD# 6059591) is an Investment Advisor Representative working at Mcfarland Associates in Monterey, CA and has over 5 years of experience in the finance industry. Arnold Westphal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Richard B. McFarland
CRD#: 1080626
Laguna Woods, CA
83
Wealthminder
score

Richard McFarland (CRD# 1080626) is an Investment Advisor Representative working at Mcfarland Associates in Laguna Woods, CA and has over 27 years of experience in the finance industry.

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