Mendoza & Associates, Inc.

Mendoza & Associates, Inc. (CRD# 125579) is a financial advisory firm headquartered in Rocky Hill, CT. They manage $27,996,100 in 131 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    28
    MILLION
  • Total Number of Accounts
    131
    ACCOUNTS
  • Average Account Value
    $213,711
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, TX

Financial Advisors at Mendoza & Associates, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
Michael D. Mendoza
CRD#: 3221805
35 Cold Spring Road, Suite 114, Rocky Hill, CT 06067
96
Wealthminder
score

Michael Mendoza (CRD# 3221805) is an Investment Advisor Representative working at Mendoza & Associates, Inc. in Rocky Hill, CT and has over 17 years of experience in the finance industry.

2
Kenneth G. Mendoza
CRD#: 331948
35 Cold Spring Road, Suite 114, Rocky Hill, CT 06067
86
Wealthminder
score

Kenneth Mendoza (CRD# 331948) is an Investment Advisor Representative working at Mendoza & Associates, Inc. in Rocky Hill, CT and has over 33 years of experience in the finance industry. Kenneth Mendoza has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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