Mendoza & Associates, Inc.
Mendoza & Associates, Inc. (CRD# 125579) is a financial advisory firm headquartered in Rocky Hill, CT. They manage $27,996,100 in 131 accounts and serve the financial needs of clients across 2 states (or territories).
Total Assets Under Management28MILLION
Total Number of Accounts131ACCOUNTS
Average Account Value$213,711
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Michael Mendoza (CRD# 3221805) is an Investment Advisor Representative working at Mendoza & Associates, Inc. in Rocky Hill, CT and has over 18 years of experience in the finance industry.
Kenneth Mendoza (CRD# 331948) is an Investment Advisor Representative working at Mendoza & Associates, Inc. in Rocky Hill, CT and has over 34 years of experience in the finance industry. Kenneth Mendoza has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.