Merrill Lynch, Pierce, Fenner & Smith Incorporated

Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD# 7691) is a financial advisory firm headquartered in New York, NY. They manage $797,284,337,467 in 2,472,247 accounts and serve the financial needs of clients across 49 states (or territories).

By the Numbers
  • Total Assets Under Management
    797,284
    MILLION
  • Total Number of Accounts
    2,472,247
    ACCOUNTS
  • Average Account Value
    $322,494
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Showing 11 - 20 of 26,697 top financial advisors.
11
Ashley F. Abate
CRD#: 6506817
Atlanta, GA 30326

Ashley Abate (CRD# 6506817) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Atlanta, GA and has over 2 years of experience in the finance industry.

12
Constante R. Abaya
CRD#: 2485305
Los Angeles, CA 90067

Constante Abaya (CRD# 2485305) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, CA and has over 8 years of experience in the finance industry.

13
Ali Abbas
CRD#: 5870573
Lake Worth, FL 33463

Ali Abbas (CRD# 5870573) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Lake Worth, FL and has over 8 years of experience in the finance industry.

14
Christopher M. Abbate
CRD#: 6230536
Providence, RI 02903

Christopher Abbate (CRD# 6230536) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Providence, RI and has over 5 years of experience in the finance industry.

15
John J. Abbate
CRD#: 3160367
Irvine, CA 92618

John Abbate (CRD# 3160367) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Irvine, CA and has over 20 years of experience in the finance industry.

16
Raymond J. Abbate
CRD#: 700067
Red Bank, NJ 07701

Raymond Abbate (CRD# 700067) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Red Bank, NJ and has over 39 years of experience in the finance industry.

17
Crystal M. Abbe
CRD#: 5729536
Westlake Village, CA 91361

Crystal Abbe (CRD# 5729536) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Westlake Village, CA and has over 9 years of experience in the finance industry.

18
Michael T. Abbenante
CRD#: 4605616
Washington, DC 20005

Michael Abbenante (CRD# 4605616) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Washington, DC and has over 16 years of experience in the finance industry.

19
Michael J. Abbinante
CRD#: 3004878
Miamisburg, OH 45342

Michael Abbinante (CRD# 3004878) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Miamisburg, OH and has over 20 years of experience in the finance industry.

20
Jules S. Abbosh
CRD#: 5784181
New York, NY 10036

Jules Abbosh (CRD# 5784181) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 8 years of experience in the finance industry.

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