Mid-continent Capital LLC

Mid-continent Capital LLC (CRD# 107997) is a financial advisory firm headquartered in Chicago, IL. They manage $2,365,716,239 in 1,193 accounts and serve the financial needs of clients across 12 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,366
    MILLION
  • Total Number of Accounts
    1,193
    ACCOUNTS
  • Average Account Value
    $1,982,998
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, FL, IL, LA, MA, MI, NE, NH, NY, TX

Financial Advisors at Mid-continent Capital LLC
Showing 1 - 2 of 2 top financial advisors.
1
Lawrence J. Brottman
CRD#: 1227075
150 South Wacker Drive, Suite 400, Chicago, IL 60606
96
Wealthminder
score

Lawrence Brottman (CRD# 1227075) is an Investment Advisor Representative working at Mid-continent Capital LLC in Chicago, IL and has over 25 years of experience in the finance industry. Lawrence Brottman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Roger A. Albrecht
CRD#: 4726922
123 North Wacker, Suite 1100, Chicago, IL 60606
90
Wealthminder
score

Roger Albrecht (CRD# 4726922) is an Investment Advisor Representative working at Mid-continent Capital LLC in Chicago, IL and has 1 year of experience in the finance industry.

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