Midland Financial Advisors, Inc.

Midland Financial Advisors, Inc. (CRD# 149499) is a financial advisory firm headquartered in Delafield, WI. They manage $256,285,816 in 1,009 accounts and serve the financial needs of clients across 10 states (or territories).

By the Numbers
  • Total Assets Under Management
    256
    MILLION
  • Total Number of Accounts
    1,009
    ACCOUNTS
  • Average Account Value
    $254,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, FL, IL, MN, MO, NC, NE, TX, WI

Financial Advisors at Midland Financial Advisors, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Joshua M. Kettleson
CRD#: 4714652
524 Milwaukee St., Suite 300, Delafield, WI 53018

Joshua Kettleson (CRD# 4714652) is an Investment Advisor Representative working at Midland Financial Advisors, Inc. in Delafield, WI and has over 16 years of experience in the finance industry. Joshua Kettleson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Toby J. Prestegaard
CRD#: 2959179
524 Milwaukee St., Suite 300, Delafield, WI 53018

Toby Prestegaard (CRD# 2959179) is an Investment Advisor Representative working at Midland Financial Advisors, Inc. in Delafield, WI and has over 21 years of experience in the finance industry. Toby Prestegaard has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Frank C. Schultz
CRD#: 6906157
1201 Network Centre Drive, Effingham, IL 62401

Frank Schultz (CRD# 6906157) is an Investment Advisor Representative working at Midland Financial Advisors, Inc. in Effingham, IL and has over 2 years of experience in the finance industry. Frank Schultz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Heath W. Sorenson
CRD#: 4528655
524 Milwaukee St., Suite 300, Delafield, WI 53018

Heath Sorenson (CRD# 4528655) is an Investment Advisor Representative working at Midland Financial Advisors, Inc. in Delafield, WI and has over 18 years of experience in the finance industry. Heath Sorenson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Daniel W. Wilson
CRD#: 2810851
Delafield, WI 53018
Daniel Wilson (CRD# 2810851) is an Investment Advisor Representative working at Cedarpoint Investment Advisors, Inc. in Delafield, WI and has over 19 years of experience in the finance industry. Daniel Wilson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
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