Mittleman Investment Management, LLC

Mittleman Investment Management, LLC (CRD# 138338) is a financial advisory firm headquartered in Melville, NY. They manage $410,552,854 in 410 accounts and serve the financial needs of clients across 17 states (or territories).

By the Numbers
  • Total Assets Under Management
    411
    MILLION
  • Total Number of Accounts
    410
    ACCOUNTS
  • Average Account Value
    $1,001,348
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, CT, FL, IL, LA, MA, MD, ME, MI, NC, NH, NJ, NY, OH, PA, TX

Financial Advisors at Mittleman Investment Management, LLC
Showing 1 - 3 of 3 top financial advisors.
1
David J. Mittleman
CRD#: 2685071
Westminster, CO
93
Wealthminder
score

David Mittleman (CRD# 2685071) is an Investment Advisor Representative working at Mittleman Investment Management, LLC in Westminster, CO and has over 21 years of experience in the finance industry.

2
Philip C. Mittleman
CRD#: 2005969
105 Maxess Road, Suite 207, Melville, NY 11747
73
Wealthminder
score

Philip Mittleman (CRD# 2005969) is an Investment Advisor Representative working at Mittleman Investment Management, LLC in Melville, NY and has over 11 years of experience in the finance industry.

3
Christopher P. Mittleman
CRD#: 2078183
105 Maxess Road, Suite 207, Melville, NY 11747
58
Wealthminder
score

Christopher Mittleman (CRD# 2078183) is an Investment Advisor Representative working at Mittleman Investment Management, LLC in Melville, NY and has over 27 years of experience in the finance industry.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.