Mma Securities LLC

Mma Securities LLC (CRD# 44254) is a financial advisory firm headquartered in New York, NY. They serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Mma Securities LLC
Showing 1 - 10 of 26 top financial advisors.
1
David A. Cook
CRD#: 1744580
7225 Northland Dr. N. Suite 302, Minneapolis, MN 55428
96
Wealthminder
score

David Cook (CRD# 1744580) is an Investment Advisor Representative working at Mma Securities LLC in Minneapolis, MN and has over 30 years of experience in the finance industry. David Cook has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Brian D. Dillon
CRD#: 1199443
101 Huntington Ave, Suite 401, Boston, MA 02199
96
Wealthminder
score

Brian Dillon (CRD# 1199443) is an Investment Advisor Representative working at Mma Securities LLC in Boston, MA and has over 9 years of experience in the finance industry.

3
Gary L. Gunning
CRD#: 1079404
9171 Towne Centre Drive, Suite 500, San Diego, CA 92122
96
Wealthminder
score

Gary Gunning (CRD# 1079404) is an Investment Advisor Representative working at Mma Securities LLC in San Diego, CA and has over 35 years of experience in the finance industry. Gary Gunning has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Derrick T. Holmlund
CRD#: 5991290
7225 Northland Dr. N. Suite 302, Minneapolis, MN 55428
96
Wealthminder
score

Derrick Holmlund (CRD# 5991290) is an Investment Advisor Representative working at Mma Securities LLC in Minneapolis, MN and has over 6 years of experience in the finance industry. Derrick Holmlund has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
James R. McQuillan
CRD#: 1303946
7225 Northland Dr. N. Suite 302, Minneapolis, MN 55428
96
Wealthminder
score

James McQuillan (CRD# 1303946) is an Investment Advisor Representative working at Mma Securities LLC in Minneapolis, MN and has over 33 years of experience in the finance industry.

6
Ryan M. Stover
CRD#: 4892742
9171 Towne Centre Drive, Suite 500, San Diego, CA 92122
96
Wealthminder
score

Ryan Stover (CRD# 4892742) is an Investment Advisor Representative working at Mma Securities LLC in San Diego, CA and has over 13 years of experience in the finance industry. Ryan Stover has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Bradley J. Altman
CRD#: 5192932
101 Huntington Ave, Suite 401, Boston, MA 02199
93
Wealthminder
score

Bradley Altman (CRD# 5192932) is an Investment Advisor Representative working at Mma Securities LLC in Boston, MA and has over 11 years of experience in the finance industry.

8
Andrew B. Bayliss
CRD#: 4899490
101 Huntington Ave, Suite 401, Boston, MA 02199
93
Wealthminder
score

Andrew Bayliss (CRD# 4899490) is an Investment Advisor Representative working at Mma Securities LLC in Boston, MA and has over 12 years of experience in the finance industry.

9
James D. Blue
CRD#: 1529545
1166 Avenue Of The Americas, New York, NY 10036
93
Wealthminder
score

James Blue (CRD# 1529545) is an Investment Advisor Representative working at Mma Securities LLC in New York, NY and has over 31 years of experience in the finance industry.

10
Robert P. Clark
CRD#: 2714837
101 Huntington Ave, Suite 401, Boston, MA 02199
93
Wealthminder
score

Robert Clark (CRD# 2714837) is an Investment Advisor Representative working at Mma Securities LLC in Boston, MA and has over 21 years of experience in the finance industry.

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