Mma Securities LLC

Mma Securities LLC (CRD# 44254) is a financial advisory firm headquartered in New York, NY. They serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Mma Securities LLC
Showing 1 - 10 of 68 top financial advisors.
1
Bradley J. Altman
CRD#: 5192932
8144 Walnut Hill Lane, Floor 15, Dallas, TX 75231

Bradley Altman (CRD# 5192932) is an Investment Advisor Representative working at Mma Securities LLC in Dallas, TX and has over 15 years of experience in the finance industry.

2
Joseph E. Bartnicki
CRD#: 2501032
101 Huntington Ave, Suite 401, Boston, MA 02199

Joseph Bartnicki (CRD# 2501032) is an Investment Advisor Representative working at Mma Securities LLC in Boston, MA and has over 27 years of experience in the finance industry.

3
Andrew B. Bayliss
CRD#: 4899490
101 Huntington Ave, Suite 401, Boston, MA 02199

Andrew Bayliss (CRD# 4899490) is an Investment Advisor Representative working at Mma Securities LLC in Boston, MA and has over 17 years of experience in the finance industry.

4
Jeffrey S. Broaddus
CRD#: 6320443
8144 Walnut Hill Lane, Floor 15, Dallas, TX 75231

Jeffrey Broaddus (CRD# 6320443) is an Investment Advisor Representative working at Mma Securities LLC in Dallas, TX and has over 8 years of experience in the finance industry.

5
Daniel B. Cison
CRD#: 5789846
8144 Walnut Hill Lane, Floor 15, Dallas, TX 75231

Daniel Cison (CRD# 5789846) is an Investment Advisor Representative working at Mma Securities LLC in Dallas, TX and has over 9 years of experience in the finance industry.

6
David A. Cook
CRD#: 1744580
6160 Golden Hills Drive, Minneapolis, MN 55416

David Cook (CRD# 1744580) is an Investment Advisor Representative working at Mma Securities LLC in Minneapolis, MN and has over 34 years of experience in the finance industry. David Cook has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Richard P. Cordova
CRD#: 3207187
20 N. Martingale Road, Ste. 100, Schaumburg, IL 60173

Richard Cordova (CRD# 3207187) is an Investment Advisor Representative working at Mma Securities LLC in Schaumburg, IL and has over 22 years of experience in the finance industry.

8
Kevin J. Duffin
CRD#: 1222132
309 Webster Street, Dayton, OH 45402

Kevin Duffin (CRD# 1222132) is an Investment Advisor Representative working at Mma Securities LLC in Dayton, OH and has over 27 years of experience in the finance industry.

9
Ryan J. Esping
CRD#: 5695263
One Polaris Way, Aliso Viejo, CA 92656

Ryan Esping (CRD# 5695263) is an Investment Advisor Representative working at Mma Securities LLC in Aliso Viejo, CA and has over 11 years of experience in the finance industry.

10
Seth A. Fineman
CRD#: 2644727
6160 Golden Hills Drive, Minneapolis, MN 55416

Seth Fineman (CRD# 2644727) is an Investment Advisor Representative working at Mma Securities LLC in Minneapolis, MN and has over 26 years of experience in the finance industry.

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