Mma Securities LLC

Mma Securities LLC (CRD# 44254) is a financial advisory firm headquartered in New York, NY. They serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    0
    MILLION
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Mma Securities LLC
Showing 41 - 50 of 68 top financial advisors.
41
Patrick S. Reisinger
CRD#: 2561425
101 Huntington Ave, Suite 401, Boston, MA 02199

Patrick Reisinger (CRD# 2561425) is an Investment Advisor Representative working at Mma Securities LLC in Boston, MA and has over 27 years of experience in the finance industry.

42
Zachary A. Rosenoff
CRD#: 6295240
101 Huntington Ave, Suite 401, Boston, MA 02199

Zachary Rosenoff (CRD# 6295240) is an Investment Advisor Representative working at Mma Securities LLC in Boston, MA and has over 4 years of experience in the finance industry.

43
Richard B. Rowehl
CRD#: 2074897
605 Third Ave., 24th Floor, New York, NY 10158

Richard Rowehl (CRD# 2074897) is an Investment Advisor Representative working at Mma Securities LLC in New York, NY and has over 31 years of experience in the finance industry.

44
Michael S. Serra
CRD#: 6454855
101 Huntington Ave, Suite 401, Boston, MA 02199

Michael Serra (CRD# 6454855) is an Investment Advisor Representative working at Mma Securities LLC in Boston, MA and has over 5 years of experience in the finance industry.

45
Melissa M. Spowal
CRD#: 3152419
825 Maryville Centre Drive, Suite 200, St. Louis, MO 63017

Melissa Spowal (CRD# 3152419) is an Investment Advisor Representative working at Mma Securities LLC in St. Louis, MO and has over 23 years of experience in the finance industry.

46
Jeffrey W. Stephens
CRD#: 1177270
9171 Towne Centre Drive, Suite 100, San Diego, CA 92122

Jeffrey Stephens (CRD# 1177270) is an Investment Advisor Representative working at Mma Securities LLC in San Diego, CA and has over 36 years of experience in the finance industry.

47
Ryan M. Stover
CRD#: 4892742
9171 Towne Centre Drive, Suite 100, San Diego, CA 92122

Ryan Stover (CRD# 4892742) is an Investment Advisor Representative working at Mma Securities LLC in San Diego, CA and has over 17 years of experience in the finance industry. Ryan Stover has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

48
Laura M. Thai
CRD#: 4681822
6160 Golden Hills Drive, Minneapolis, MN 55416

Laura Thai (CRD# 4681822) is an Investment Advisor Representative working at Mma Securities LLC in Minneapolis, MN and has over 18 years of experience in the finance industry.

49
Tracy Thomas
CRD#: 2307402
9171 Towne Centre Drive, Suite 100, San Diego, CA 92122

Tracy Thomas (CRD# 2307402) is an Investment Advisor Representative working at Mma Securities LLC in San Diego, CA and has over 24 years of experience in the finance industry.

50
Bernabe Villanueva
CRD#: 2591508
Park 80 West, Plaza Two, 250 Pehle Ave., Suite 400, Saddle Brook, NJ 07663

Bernabe Villanueva (CRD# 2591508) is an Investment Advisor Representative working at Mma Securities LLC in Saddle Brook, NJ and has over 10 years of experience in the finance industry.

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