Modica Financial & Tax Services

Modica Financial & Tax Services (CRD# 135583) is a financial advisory firm headquartered in Atascadero, CA. They manage $4,545,000 in 27 accounts and serve the financial needs of clients across 1 states (or territories).

By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


Financial Advisors at Modica Financial & Tax Services
Showing 1 - 1 of 1 top financial advisors.
Joseph N. Modica
CRD#: 2347951
8380 Morro Rd., Atascadero, CA 93422

Joseph Modica (CRD# 2347951) is an Investment Advisor Representative working at Modica Financial & Tax Services in Atascadero, CA and has over 24 years of experience in the finance industry. Joseph Modica has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.