Morningstar Investment Services LLC

Morningstar Investment Services LLC (CRD# 112525) is a financial advisory firm headquartered in Chicago, IL. They manage $12,156,313,782 in 70,824 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    12,156
    MILLION
  • Total Number of Accounts
    70,824
    ACCOUNTS
  • Average Account Value
    $171,641
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Morningstar Investment Services LLC
Showing 1 - 10 of 26 top financial advisors.
1
Maxwell B. Bromley
CRD#: 6465481
22 W Washington St, Chicago, IL 60602

Maxwell Bromley (CRD# 6465481) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 5 years of experience in the finance industry.

2
Kara I. Brosio
CRD#: 6900512
22 West Washington Street, Chicago, IL 60602

Kara Brosio (CRD# 6900512) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 2 years of experience in the finance industry.

3
Sara E. Buffington
CRD#: 6713488
22 W Washington Street, Chicago, IL 60602

Sara Buffington (CRD# 6713488) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 4 years of experience in the finance industry.

4
Peter J. Dugery
CRD#: 2740986
22 West Washington Street, Chicago, IL 60602

Peter Dugery (CRD# 2740986) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 19 years of experience in the finance industry.

5
Gavin W. Ernst
CRD#: 6204082
22 West Washington Street, Chicago, IL 60602

Gavin Ernst (CRD# 6204082) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 4 years of experience in the finance industry.

6
Steven B. Geiger
CRD#: 2676157
22 W Washington St, Chicago, IL 60602

Steven Geiger (CRD# 2676157) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 22 years of experience in the finance industry.

7
John M. Green
CRD#: 2104441
22 W Washington Street, Chicago, IL 60602

John Green (CRD# 2104441) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 20 years of experience in the finance industry.

8
Brett J. Greenspan
CRD#: 5716586
22 W Washington Street, Chicago, IL 60602

Brett Greenspan (CRD# 5716586) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 7 years of experience in the finance industry. Brett Greenspan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

9
Michael E. Grover
CRD#: 6445276
22 West Washington Street, Chicago, IL 60602

Michael Grover (CRD# 6445276) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 5 years of experience in the finance industry.

10
Terrence P. Hawkins
CRD#: 5980860
22 W Washington Street, Chicago, IL 60602

Terrence Hawkins (CRD# 5980860) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 6 years of experience in the finance industry.

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