Nbc Securities, Inc.

Nbc Securities, Inc. (CRD# 17870) is a financial advisory firm headquartered in Birmingham, AL. They manage $1,639,320,370 in 5,647 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,639
    MILLION
  • Total Number of Accounts
    5,647
    ACCOUNTS
  • Average Account Value
    $290,299
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Nbc Securities, Inc.
Showing 1 - 10 of 86 top financial advisors.
1
Steven G. Abrams
CRD#: 2842337
1927 1st Avenue North, Birmingham, AL 35203

Steven Abrams (CRD# 2842337) is an Investment Advisor Representative working at Nbc Securities, Inc. in Birmingham, AL and has over 23 years of experience in the finance industry.

2
Deborah L. Agerton
CRD#: 4460597
1927 1st Avenue North, Birmingham, AL 35203

Deborah Agerton (CRD# 4460597) is an Investment Advisor Representative working at Nbc Securities, Inc. in Birmingham, AL and has over 11 years of experience in the finance industry.

3
Stephen B. Agricola
CRD#: 1326376
1927 1st Avenue North, Birmingham, AL 35203

Stephen Agricola (CRD# 1326376) is an Investment Advisor Representative working at Nbc Securities, Inc. in Birmingham, AL and has over 36 years of experience in the finance industry.

4
Pierre G. Allard
CRD#: 5860780
1201 South Orlando Ave, Suite 350, Winter Park, FL 32789

Pierre Allard (CRD# 5860780) is an Investment Advisor Representative working at Nbc Securities, Inc. in Winter Park, FL and has over 9 years of experience in the finance industry.

5
Robert G. Alvarez
CRD#: 2356124
5426 Bay Center Drive, Suite 575, Tampa, FL 33609

Robert Alvarez (CRD# 2356124) is an Investment Advisor Representative working at Nbc Securities, Inc. in Tampa, FL and has over 27 years of experience in the finance industry. Robert Alvarez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Armand A. Atkinson
CRD#: 5167229
St Petersburg, FL

Armand Atkinson (CRD# 5167229) is an Investment Advisor Representative working at Nbc Securities, Inc. in St Petersburg, FL and has over 13 years of experience in the finance industry. Armand Atkinson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Maria B. Atkinson
CRD#: 5064634
5426 Bay Center Drive, Suite 575, Tampa, FL 33609

Maria Atkinson (CRD# 5064634) is an Investment Advisor Representative working at Nbc Securities, Inc. in Tampa, FL and has over 5 years of experience in the finance industry.

8
Joseph L. Bauwens
CRD#: 6463414
320 W. Main, Jackson, MO 63755

Joseph Bauwens (CRD# 6463414) is an Investment Advisor Representative working at Nbc Securities, Inc. in Jackson, MO and has over 5 years of experience in the finance industry.

9
Carolyn L. Bennett
CRD#: 1073277
1660 Embassy West Drive, Suite 300, Dubuque, IA 52002

Carolyn Bennett (CRD# 1073277) is an Investment Advisor Representative working at Nbc Securities, Inc. in Dubuque, IA and has over 37 years of experience in the finance industry.

10
Bruce P. Betz
CRD#: 1124501
1927 1st Avenue North, Birmingham, AL 35203

Bruce Betz (CRD# 1124501) is an Investment Advisor Representative working at Nbc Securities, Inc. in Birmingham, AL and has over 37 years of experience in the finance industry.

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