Nbc Securities, Inc.

Nbc Securities, Inc. (CRD# 17870) is a financial advisory firm headquartered in Birmingham, AL. They manage $992,000,000 in 3,202 accounts and serve the financial needs of clients across 50 states (or territories).

By the Numbers
  • Total Assets Under Management
    992
    MILLION
  • Total Number of Accounts
    3,202
    ACCOUNTS
  • Average Account Value
    $309,806
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Financial Advisors at Nbc Securities, Inc.
Showing 1 - 10 of 99 top financial advisors.
1
Frederick D. Wright
CRD#: 2680705
349 West Oak Street, Kissimmee, FL 34741
98
Wealthminder
score
Frederick Wright (CRD# 2680705) is an Investment Advisor Representative working at Nbc Securities, Inc. in Kissimmee, FL and has over 20 years of experience in the finance industry.
2
Robert G. Alvarez
CRD#: 2356124
5426 Bay Center Drive, Suite 575, Tampa, FL 33609
96
Wealthminder
score

Robert Alvarez (CRD# 2356124) is an Investment Advisor Representative working at Nbc Securities, Inc. in Tampa, FL and has over 24 years of experience in the finance industry. Robert Alvarez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Christopher D. Rankin
CRD#: 4030196
2400 Se Monterey Rd, Suite 100, Stuart, FL 34996
96
Wealthminder
score

Christopher Rankin (CRD# 4030196) is an Investment Advisor Representative working at Nbc Securities, Inc. in Stuart, FL and has over 12 years of experience in the finance industry. Christopher Rankin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Mary O. Wier
CRD#: 2331610
1927 1st Avenue North, Birmingham, AL 35203
96
Wealthminder
score

Mary Wier (CRD# 2331610) is an Investment Advisor Representative working at Nbc Securities, Inc. in Birmingham, AL and has over 22 years of experience in the finance industry. Mary Wier has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Steven G. Abrams
CRD#: 2842337
1927 1st Avenue North, Birmingham, AL 35203
93
Wealthminder
score

Steven Abrams (CRD# 2842337) is an Investment Advisor Representative working at Nbc Securities, Inc. in Birmingham, AL and has over 20 years of experience in the finance industry.

6
Deborah L. Agerton
CRD#: 4460597
1927 1st Avenue North, Birmingham, AL 35203
93
Wealthminder
score

Deborah Agerton (CRD# 4460597) is an Investment Advisor Representative working at Nbc Securities, Inc. in Birmingham, AL and has over 8 years of experience in the finance industry.

7
Stephen B. Agricola
CRD#: 1326376
1927 1st Avenue North, Birmingham, AL 35203
93
Wealthminder
score

Stephen Agricola (CRD# 1326376) is an Investment Advisor Representative working at Nbc Securities, Inc. in Birmingham, AL and has over 33 years of experience in the finance industry.

8
Pierre G. Allard
CRD#: 5860780
1201 South Orlando Ave, Suite 350, Winter Park, FL 32789
93
Wealthminder
score

Pierre Allard (CRD# 5860780) is an Investment Advisor Representative working at Nbc Securities, Inc. in Winter Park, FL and has over 6 years of experience in the finance industry.

9
Leah M. Backus
CRD#: 2639172
1500 Lee Road, Winter Park, FL 32789
93
Wealthminder
score

Leah Backus (CRD# 2639172) is an Investment Advisor Representative working at Nbc Securities, Inc. in Winter Park, FL and has over 22 years of experience in the finance industry.

10
Nicholas M. Bales
CRD#: 3262850
1927 1st Avenue North, Birmingham, AL 35203
93
Wealthminder
score

Nicholas Bales (CRD# 3262850) is an Investment Advisor Representative working at Nbc Securities, Inc. in Birmingham, AL and has over 15 years of experience in the finance industry.

1 2 3 4 5 ... Next
Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Disclosure
Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.