Nbs Financial Services, Inc.

Nbs Financial Services, Inc. (CRD# 110600) is a financial advisory firm headquartered in Westlake Village, CA. They manage $222,216,427 in 486 accounts and serve the financial needs of clients across 4 states (or territories).

By the Numbers
  • Total Assets Under Management
    222
    MILLION
  • Total Number of Accounts
    486
    ACCOUNTS
  • Average Account Value
    $457,235
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, NV, TX

Financial Advisors at Nbs Financial Services, Inc.
Showing 1 - 5 of 5 top financial advisors.
1
Joseph J. Crossan
CRD#: 1449271
340 N. Westlake Blvd., Suite 112, Westlake Village, CA 91362
96
Wealthminder
score

Joseph Crossan (CRD# 1449271) is an Investment Advisor Representative working at Nbs Financial Services, Inc. in Westlake Village, CA and has over 27 years of experience in the finance industry. Joseph Crossan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Robert V. Johanson
CRD#: 4788642
340 N. Westlake Blvd., Suite 112, Westlake Village, CA 91362
96
Wealthminder
score

Robert Johanson (CRD# 4788642) is an Investment Advisor Representative working at Nbs Financial Services, Inc. in Westlake Village, CA and has over 18 years of experience in the finance industry. Robert Johanson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Joseph K. Brooks
CRD#: 2243755
340 N Westlake Blvd, Ste 112, Westlake Village, CA 91362
93
Wealthminder
score

Joseph Brooks (CRD# 2243755) is an Investment Advisor Representative working at Nbs Financial Services, Inc. in Westlake Village, CA and has over 25 years of experience in the finance industry.

4
Susan Y. Crossan
CRD#: 4781441
340 N Westlake Blvd, Ste 112, Westlake Village, CA 91362
90
Wealthminder
score

Susan Crossan (CRD# 4781441) is an Investment Advisor Representative working at Nbs Financial Services, Inc. in Westlake Village, CA and has over 5 years of experience in the finance industry.

5
Kenneth C. Butler
CRD#: 1279538
340 North Westlake Blvd., Suite 112, Westlake Village, CA 91362
71
Wealthminder
score

Kenneth Butler (CRD# 1279538) is an Investment Advisor Representative working at Nbs Financial Services, Inc. in Westlake Village, CA and has over 18 years of experience in the finance industry. Kenneth Butler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.