New England Capital Financial Advisors LLC

New England Capital Financial Advisors LLC (CRD# 109203) is a financial advisory firm headquartered in Meriden, CT. They manage $210,570,887 in 1,896 accounts and serve the financial needs of clients across 9 states (or territories).

By the Numbers
  • Total Assets Under Management
    211
    MILLION
  • Total Number of Accounts
    1,896
    ACCOUNTS
  • Average Account Value
    $111,061
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, FL, LA, MA, NC, NH, NY, RI, TX

Financial Advisors at New England Capital Financial Advisors LLC
Showing 1 - 6 of 6 top financial advisors.
1
Christopher W. Beale
CRD#: 1219495
79 Main Street, South Meriden, CT 06451
96
Wealthminder
score

Christopher Beale (CRD# 1219495) is an Investment Advisor Representative working at New England Capital Financial Advisors LLC in South Meriden, CT and has over 31 years of experience in the finance industry. Christopher Beale has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Christopher M. Lee
CRD#: 2699763
79 Main Street, South Meriden, CT 06451
96
Wealthminder
score

Christopher Lee (CRD# 2699763) is an Investment Advisor Representative working at New England Capital Financial Advisors LLC in South Meriden, CT and has over 21 years of experience in the finance industry. Christopher Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Linda P. Storms
CRD#: 1035225
329 Main Street, #104, Wallingford, CT 06492
96
Wealthminder
score

Linda Storms (CRD# 1035225) is an Investment Advisor Representative working at New England Capital Financial Advisors LLC in Wallingford, CT and has over 28 years of experience in the finance industry. Linda Storms has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Marc J. Libero
CRD#: 2626285
329 Main Street, #104, Wallingford, CT 06492
93
Wealthminder
score

Marc Libero (CRD# 2626285) is an Investment Advisor Representative working at New England Capital Financial Advisors LLC in Wallingford, CT and has over 22 years of experience in the finance industry.

5
Darren M. Tapley
CRD#: 4751707
79 Main Street, Meriden, CT 06451
93
Wealthminder
score

Darren Tapley (CRD# 4751707) is an Investment Advisor Representative working at New England Capital Financial Advisors LLC in Meriden, CT and has over 13 years of experience in the finance industry.

6
Ann Marie Ocone
CRD#: 5283747
79 Main Street, Meriden, CT 06451
90
Wealthminder
score

Ann Marie Ocone (CRD# 5283747) is an Investment Advisor Representative working at New England Capital Financial Advisors LLC in Meriden, CT and has over 5 years of experience in the finance industry.

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