New York Life Investment Management LLC

New York Life Investment Management LLC (CRD# 109591) is a financial advisory firm headquartered in New York, NY. They manage $99,286,369,686 in 1,160 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    99,286
    MILLION
  • Total Number of Accounts
    1,160
    ACCOUNTS
  • Average Account Value
    $85,591,698
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at New York Life Investment Management LLC
Showing 21 - 30 of 73 top financial advisors.
21
James W. Hawes
CRD#: 2303899
51 Madison Avenue, New York, NY 10010

James Hawes (CRD# 2303899) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 27 years of experience in the finance industry.

22
Carmen Hui
CRD#: 5726816
51 Madison Avenue, New York, NY 10010

Carmen Hui (CRD# 5726816) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 14 years of experience in the finance industry.

23
Patricia A. Jorgen
CRD#: 1481728
51 Madison Avenue, New York, NY 10010

Patricia Jorgen (CRD# 1481728) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 30 years of experience in the finance industry.

24
Janet Koh
CRD#: 4926254
51 Madison Avenue, New York, NY 10010

Janet Koh (CRD# 4926254) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 18 years of experience in the finance industry.

25
James R. Korn
CRD#: 5224606
Basking Ridge, NJ

James Korn (CRD# 5224606) is an Investment Advisor Representative working at New York Life Investment Management LLC in Basking Ridge, NJ and has over 16 years of experience in the finance industry.

26
Pavan Kothari
CRD#: 6214715
51 Madison Avenue, New York, NY 10010

Pavan Kothari (CRD# 6214715) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 10 years of experience in the finance industry.

27
Madalena Lala
CRD#: 6032565
51 Madison Avenue, New York, NY 10010

Madalena Lala (CRD# 6032565) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 10 years of experience in the finance industry.

28
David S. Laskar
CRD#: 4497067
51 Madison Avenue, New York, NY 10010

David Laskar (CRD# 4497067) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 22 years of experience in the finance industry.

29
Gregory R. Lippert
CRD#: 5607341
51 Madison Avenue, New York, NY 10010

Gregory Lippert (CRD# 5607341) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 15 years of experience in the finance industry.

30
John B. Lloyd
CRD#: 2103611
51 Madison Avenue, New York, NY 10010

John Lloyd (CRD# 2103611) is an Investment Advisor Representative working at New York Life Investment Management LLC in New York, NY and has over 19 years of experience in the finance industry.

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