Newgate Capital Management LLC

Newgate Capital Management LLC (CRD# 105728) is a financial advisory firm headquartered in Greenwich, CT. They manage $140,000,000 in 500 accounts and serve the financial needs of clients across 19 states (or territories).

By the Numbers
  • Total Assets Under Management
    140
    MILLION
  • Total Number of Accounts
    500
    ACCOUNTS
  • Average Account Value
    $280,000
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, CO, CT, FL, GA, HI, IL, MA, MD, MI, MO, NC, NJ, NV, NY, PA, TX, VA, WA

Financial Advisors at Newgate Capital Management LLC
Showing 1 - 3 of 3 top financial advisors.
1
Avy E. Hirshman
CRD#: 2120344
One Sound Shore Drive, Greenwich, CT 06830
93
Wealthminder
score

Avy Hirshman (CRD# 2120344) is an Investment Advisor Representative working at Newgate Capital Management LLC in Greenwich, CT and has over 20 years of experience in the finance industry.

2
Sonia G. Rosenbaum
CRD#: 2235872
One Sound Shore Drive, Greenwich, CT 06830
93
Wealthminder
score

Sonia Rosenbaum (CRD# 2235872) is an Investment Advisor Representative working at Newgate Capital Management LLC in Greenwich, CT and has over 24 years of experience in the finance industry.

3
Judith M. Timoll
CRD#: 3023582
One Sound Shore Drive, Greenwich, CT 06830
93
Wealthminder
score

Judith Timoll (CRD# 3023582) is an Investment Advisor Representative working at Newgate Capital Management LLC in Greenwich, CT and has over 18 years of experience in the finance industry.

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