Nikko Asset Management Americas, Inc.

Nikko Asset Management Americas, Inc. (CRD# 824) is a financial advisory firm headquartered in New York, NY. They manage $2,214,820,000 in 27 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    2,215
    MILLION
  • Total Number of Accounts
    27
    ACCOUNTS
  • Average Account Value
    $82,030,370
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, VA

Financial Advisors at Nikko Asset Management Americas, Inc.
Showing 1 - 2 of 2 top financial advisors.
1
Fred Deserio
CRD#: 2257787
535 Madison Avenue, Suite 2500, New York, NY 10020
93
Wealthminder
score

Fred Deserio (CRD# 2257787) is an Investment Advisor Representative working at Nikko Asset Management Americas, Inc. in New York, NY and has over 12 years of experience in the finance industry.

2
Mark H. Plimley
CRD#: 6318839
535 Madison Avenue, Suite 2500, New York, NY 10020
89
Wealthminder
score

Mark Plimley (CRD# 6318839) is an Investment Advisor Representative working at Nikko Asset Management Americas, Inc. in New York, NY and has over 4 years of experience in the finance industry.

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