North Berkeley Wealth Management, LLC

North Berkeley Wealth Management, LLC (CRD# 136431) is a financial advisory firm headquartered in Berkeley, CA. They manage $485,480,045 in 1,373 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    485
    MILLION
  • Total Number of Accounts
    1,373
    ACCOUNTS
  • Average Account Value
    $353,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, HI, NY, OR, TX

Financial Advisors at North Berkeley Wealth Management, LLC
Showing 1 - 10 of 11 top financial advisors.
1
Debra A. Ellisen
CRD#: 4593925
1820 Solano Ave, Suite C1, Berkeley, CA 94707

Debra Ellisen (CRD# 4593925) is an Investment Advisor Representative working at North Berkeley Wealth Management, LLC in Berkeley, CA and has over 6 years of experience in the finance industry.

2
Krystal D. Fortner
CRD#: 6155646
1820 Solano Ave, Suite C1, Berkeley, CA 94707

Krystal Fortner (CRD# 6155646) is an Investment Advisor Representative working at North Berkeley Wealth Management, LLC in Berkeley, CA and has over 8 years of experience in the finance industry. Krystal Fortner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Matthew J. Gatt
CRD#: 6709376
1820 Solano Ave, Suite C1, Berkeley, CA 94707

Matthew Gatt (CRD# 6709376) is an Investment Advisor Representative working at North Berkeley Wealth Management, LLC in Berkeley, CA and has 1 year of experience in the finance industry. Matthew Gatt has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Sarah Green
CRD#: 5487899
900 Colusa Avenue, Suite 201, Berkeley, CA 94707

Sarah Green (CRD# 5487899) is an Investment Advisor Representative working at North Berkeley Wealth Management, LLC in Berkeley, CA and has over 17 years of experience in the finance industry. Sarah Green has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

5
Katherine C. King
CRD#: 2377541
1820 Solano Ave, Suite C1, Berkeley, CA 94707

Katherine King (CRD# 2377541) is an Investment Advisor Representative working at North Berkeley Wealth Management, LLC in Berkeley, CA and has over 27 years of experience in the finance industry. Katherine King has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Brian T. Kozel
CRD#: 5601007
1820 Solano Ave, Suite C1, Berkeley, CA 94707

Brian Kozel (CRD# 5601007) is an Investment Advisor Representative working at North Berkeley Wealth Management, LLC in Berkeley, CA and has 1 year of experience in the finance industry. Brian Kozel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

7
Daniel F. Nakahara
CRD#: 6715708
1820 Solano Ave, Suite C1, Berkeley, CA 94707

Daniel Nakahara (CRD# 6715708) is an Investment Advisor Representative working at North Berkeley Wealth Management, LLC in Berkeley, CA and has over 4 years of experience in the finance industry.

8
James L. Sertich
CRD#: 4402804
1820 Solano Ave, Suite C1, Berkeley, CA 94707

James Sertich (CRD# 4402804) is an Investment Advisor Representative working at North Berkeley Wealth Management, LLC in Berkeley, CA and has over 20 years of experience in the finance industry.

9
Samuel J. Wood-Bednarz
CRD#: 6501469
1820 Solano Ave, Suite C1, Berkeley, CA 94707

Samuel Wood-Bednarz (CRD# 6501469) is an Investment Advisor Representative working at North Berkeley Wealth Management, LLC in Berkeley, CA and has over 6 years of experience in the finance industry.

10
Jennifer A. Regan
CRD#: 7195958
900 Colusa Avenue, Suite 201, Berkeley, CA 94707

Jennifer Regan (CRD# 7195958) is an Investment Advisor Representative working at North Berkeley Wealth Management, LLC in Berkeley, CA and has 1 year of experience in the finance industry. Jennifer Regan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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