North Capital

North Capital (CRD# 148802) is a financial advisory firm headquartered in Salt Lake City, UT. They manage $85,000,000 in 510 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    85
    MILLION
  • Total Number of Accounts
    510
    ACCOUNTS
  • Average Account Value
    $166,667
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, UT

Financial Advisors at North Capital
Showing 1 - 7 of 7 top financial advisors.
1
James Dowd
CRD#: 2109413
315 Montgomery Street, Suite 900, San Francisco, CA 94104
103
Wealthminder
score

James Dowd (CRD# 2109413) is an Investment Advisor Representative working at North Capital in San Francisco, CA and has over 30 years of experience in the finance industry.

Prior to forming North Capital, Mr. Dowd, who has 30 years of experience in the global financial markets, was a Senior Managing Director and Head of the Hedge Fund Advisory and Fund of Funds Team at Bear Stearns Asset Management. At Bear, he led the portfolio management team in advising clients and allocating capital to non-affiliate hedge funds. Before Bear, Mr. Dowd was Founder and Managing Partner at North Capital, LLC, a Registered Investment Advisor, Commodities Trading Advisor and Commodities Pool Operator. Mr. Dowd launched North Capital, LLC following three years with Tokai Asia Limited (Hong Kong), a proprietary trading subsidiary of Tokai Bank Group, where he was responsible for arbitrage strategies, focusing on convertible bond and options arbitrage. He also spent nine years with Bankers Trust in New York, London and Tokyo where he was promoted to Managing Director and Head of Derivatives Trading for Asia, Branch Manager of BT Asia Securities Ltd. Tokyo, and a Partner of Bankers Trust. Mr. Dowd began his career with Samuel Montagu Capital Markets Inc., a boutique investment bank.

Mr. Dowd is a graduate of Georgetown University, where he earned a Bachelor’s of Science in Foreign Service (BSFS), majoring in international economics, finance and commerce. He holds the Chartered Financial Analyst designation and is a Certified Public Accountant. He serves on the boards of directors of several privately held companies and is a founding trustee of the Young Women’s Choral Projects of San Francisco.

2
Frances E. Harkins
CRD#: 4244859
602 West K Street, Benicia, CA 94510
103
Wealthminder
score

Frances Harkins, CFP®, AIF®, MA (CRD# 4244859) is an Investment Advisor Representative working at North Capital in Benicia, California and has over 25 years of experience in the finance industry. Frances has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards. Frances also demonstrates her commitment to giving clients her best and unbiased advice as an Accredited Investment Fiduciary (AIF®). The AIF mark stands for professionals who are dedicated to using prudent and best practices to provide clients a fiduciary standard of care. The practices focus on seven core values which include Responsibility, Excellence, Integrity, Client Service, Collaboration, Knowledge and Security.

3
Daren Dearden
CRD#: 6449890
315 Montgomery Street, Suite 900, San Francisco, CA 94104
94
Wealthminder
score

Daren Dearden (CRD# 6449890) is an Investment Advisor Representative working at North Capital in San Francisco, CA and has 1 year of experience in the finance industry.

As an Associate at North Capital, Daren Dearden has assisted with the onboarding process for new clients as well as the restructuring of client-deliverable documents. His experience includes masters level coursework in Investment/Portfolio Management, Financial Modeling, and Managerial Accounting. Prior to joining North Capital in October 2014, Mr. Dearden taught in Canyon’s School District and at the University of Utah.

Mr. Dearden earned his BA in Spanish Education with a minor in Business Management from the University of Utah. He thereafter began his transition to the Financial Services industry by pursuing graduate studies as a Master of Science in Finance. He holds a Series 65 license.

4
Richard V. Cancro
CRD#: 2174025
623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047
93
Wealthminder
score

Richard Cancro (CRD# 2174025) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has over 25 years of experience in the finance industry.

5
Craig K. Goos
CRD#: 2653935
623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047
93
Wealthminder
score

Craig Goos (CRD# 2653935) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has over 21 years of experience in the finance industry.

6
Michael T. Weaver
CRD#: 4839552
2825 E Cottonwood Pkwy, Suite 500, Cottonwood Heights, UT 84121
88
Wealthminder
score

Michael Weaver (CRD# 4839552) is an Investment Advisor Representative working at North Capital in Cottonwood Heights, UT and has 1 year of experience in the finance industry.

7
Kenneth P. Clamurro
CRD#: 826417
623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047
86
Wealthminder
score

Kenneth Clamurro (CRD# 826417) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has over 35 years of experience in the finance industry.

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