North Capital

North Capital (CRD# 148802) is a financial advisory firm headquartered in Salt Lake City, UT. They manage $260,946,342 in 529 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    261
    MILLION
  • Total Number of Accounts
    529
    ACCOUNTS
  • Average Account Value
    $493,282
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

CA, GA, NY, TX, UT

Financial Advisors at North Capital
Showing 1 - 8 of 8 top financial advisors.
1
Joseph C. Anderson
CRD#: 4644204
623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047

Joseph Anderson (CRD# 4644204) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has over 20 years of experience in the finance industry.

2
Paul D. Bowers
CRD#: 1799341
Saint Simons Island, GA

Paul Bowers (CRD# 1799341) is an Investment Advisor Representative working at North Capital in Saint Simons Island, GA and has over 13 years of experience in the finance industry.

3
James Dowd
CRD#: 2109413
623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047

James Dowd (CRD# 2109413) is an Investment Advisor Representative working at North Capital in San Francisco, CA and has over 30 years of experience in the finance industry.

Prior to forming North Capital, Mr. Dowd, who has 30 years of experience in the global financial markets, was a Senior Managing Director and Head of the Hedge Fund Advisory and Fund of Funds Team at Bear Stearns Asset Management. At Bear, he led the portfolio management team in advising clients and allocating capital to non-affiliate hedge funds. Before Bear, Mr. Dowd was Founder and Managing Partner at North Capital, LLC, a Registered Investment Advisor, Commodities Trading Advisor and Commodities Pool Operator. Mr. Dowd launched North Capital, LLC following three years with Tokai Asia Limited (Hong Kong), a proprietary trading subsidiary of Tokai Bank Group, where he was responsible for arbitrage strategies, focusing on convertible bond and options arbitrage. He also spent nine years with Bankers Trust in New York, London and Tokyo where he was promoted to Managing Director and Head of Derivatives Trading for Asia, Branch Manager of BT Asia Securities Ltd. Tokyo, and a Partner of Bankers Trust. Mr. Dowd began his career with Samuel Montagu Capital Markets Inc., a boutique investment bank.

Mr. Dowd is a graduate of Georgetown University, where he earned a Bachelor’s of Science in Foreign Service (BSFS), majoring in international economics, finance and commerce. He holds the Chartered Financial Analyst designation and is a Certified Public Accountant. He serves on the boards of directors of several privately held companies and is a founding trustee of the Young Women’s Choral Projects of San Francisco.

4
Nicholas B. Stecklein
CRD#: 6827498
623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047

Nicholas Stecklein (CRD# 6827498) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has over 5 years of experience in the finance industry.

5
Michael T. Weaver
CRD#: 4839552
West Orange, NJ

Michael Weaver (CRD# 4839552) is an Investment Advisor Representative working at North Capital in West Orange, NJ and has over 9 years of experience in the finance industry.

6
John K. Figge
CRD#: 7617502
623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047

John Figge (CRD# 7617502) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has 1 year of experience in the finance industry.

7
Richard G. Nelson
CRD#: 6510728
623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047

Richard Nelson (CRD# 6510728) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has over 8 years of experience in the finance industry.

8
Bailee Tate
CRD#: 7564980
623 E Fort Union Blvd., Suite 101, Salt Lake City, UT 84047

Bailee Tate (CRD# 7564980) is an Investment Advisor Representative working at North Capital in Salt Lake City, UT and has 1 year of experience in the finance industry.

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